- BlackRock (New York, NY)
- …negotiate service provider, intermediary and client contracts. + Draft and update SEC registration statements and other regulatory documents and shareholder ... searching for an exciting, challenging, multi-faceted opportunity with the world's largest asset manager ? We are seeking an attorney to serve as a member of… more
- Siebert Williams Shank (New York, NY)
- …are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC -registered securities broker-dealer and member ... and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in...of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board… more