- Bank of America (Charlotte, NC)
- …beneficial ownership notices and industry limits) for the Global Markets and Wealth Management business divisions. They are responsible for the analysis ... equities and derivative products. + High level understanding of global markets and wealth management business divisions. + Strong technical and data analytical… more
- Truist (Raleigh, NC)
- …4. Banking or financial services knowledge in OFAC, AML, KYC, wholesale, wealth and consumer business units. 5. Database management : strong proficiency ... Sanctions Technology team. The role requires knowledge in FircoSoft product suite with expertise in implementing FircoSoft Continuity &...comply with Trust standards as well as AML case management platforms such as Actimize and SAS while ensuring… more
- TD Bank (Charlotte, NC)
- …of them joining the bank. This role assigns Customer to the proper TD Relationship Manager (RMLM, SB Specialist, Store Manager ) based on the results of the ... as necessary to deepen relationship, manage customer service issues, and identify product needs + Actively generates sales and referrals to all business partners… more
- Truist (Greensboro, NC)
- …Establish and maintain excellent working relationships with various Truist teammate product and service specialists (Integrated Relationship Management [IRM] ... **Please review the following job description:** Serve as primary relationship manager for a portfolio of financially complex client relationships within the… more
- Bank of America (Charlotte, NC)
- …Prime Broker business as well as other lines of businesses such as Global Wealth and Investment Management to complete manual processing of payments (wires) and ... and assist with regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc projects, new processes, or… more
- Bank of America (Charlotte, NC)
- …with strong technical skills and interest in investment products and trends in wealth management industry. The successful candidate must be automation focused, ... business cases. Job expectations include preparing insights to guide management 's decision making and evaluating financial performance versus plans, forecasts,… more
- Nuveen Investments (Charlotte, NC)
- …include: + Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information requests, ... Portfolio Managers (CPM) plays a vital role in the management and growth of clients in the firm's CLOs...Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies… more