- Citigroup (Jacksonville, FL)
- …and written communication skills and ability to influence others is key. Strong product knowledge of Equity, Fixed Income, FX and structured products is required. ... maintaining and enhancing the control and supervisory culture. + ** Regulatory Compliance:** Monitoring regulatory developments, managing communications review… more
- HCA Healthcare (Plantation, FL)
- …actively pursues efforts to achieve. + Stays abreast of legal and regulatory standards and ensures compliance. Develops and implements policies, procedures, and ... practices in compliance with all legal/ regulatory standards. + Ensures equipment maintenance is performed regularly and according to regulatory and/or… more
- MUFG (Tampa, FL)
- …and maintain a deep understanding of data & reporting needs for US Regulatory Reports (FR 2052a, Liquidity Stress Testing, Cashflow Forecasting), General Ledger, and ... Identify and mitigate software development risks and ensure system regulatory and policy compliance. Promote innovation and continuous improvement.… more
- Citigroup (Tampa, FL)
- …industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal lines ... identifies, evaluates, and contributes to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk, following… more
- Truist (Ocala, FL)
- …see that customer files are correctly completed and maintained to conform to regulatory policies. 7. Remain knowledgeable of and familiar with all products currently ... and ensure unmet client financial needs are fulfilled. 9. Conduct investment product educational seminars for clients and prospects. 10. Adhere to professional and… more
- Bank OZK (Tampa, FL)
- …with established IA methodology and professional auditing standards, and other regulatory compliance audits. Essential Job Functions + Develops and executes a ... on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as...complex audit activities for the AML program at the product , function, or legal entity level as part of… more
- HCA Healthcare (Fort Walton Beach, FL)
- …pursues efforts to achieve. + Stays abreast of legal and regulatory standards and ensures compliance. Develops and implements policies, procedures, and practices ... in compliance with all legal/ regulatory standards. + Ensures equipment maintenance is performed...opportunities for expansion or development of new services and product lines to promote growth. Identifies stakeholder engagement strategies,… more
- Truist (Orlando, FL)
- …commercial loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence, legal ... accurate resolution. 8. Keep up to date on Truist's regulatory and compliance policies and procedures as well as...to manage a queue of 20-35 deals with various product types, requirements and documentation deadlines 6. Ability to… more
- TD Bank (Coral Gables, FL)
- …as top level expert within the company in a customer segment or product /service line with responsibility for identifying and interpreting trends in the market to ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as… more
- Otsuka America Pharmaceutical Inc. (Tallahassee, FL)
- …process validation lifecycle (PPQ, CPV, etc.) ensuring compliance with global regulatory standards. + Establish and oversee robust Continued Process Verification ... appropriate. + Collaborate with cross-functional teams including R&D, Quality Assurance, Regulatory Affairs, and Operations to align strategies and optimize … more