- TD Bank (New York, NY)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... Counsel, US Tax Planning, TD Bank, New York **Specific business/ product groups:** TD Bank Group **Reports to:** T. Daris...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- Scotiabank (New York, NY)
- …+ Review regulatory and audit findings and work with business product owners to formulate responses; + Experience in multiple, Cash Management, Global ... Banking; + Owner for implementation of control gaps with support from Product Owners and Functions. Require ongoing tracking and monitoring. + Lead governance… more
- MUFG (New York, NY)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration with the goal ... + Coordinate the deal process with credit partners, relationship managers, and various product partners. + Train and guide the junior members of the team. +… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... in addition to further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA reviews and update assessment… more
- American Express (New York, NY)
- …Risk Management Framework, quality assurance, and risk appetite statements, new product approvals, intercompany arrangements and merger & acquisition activity. + ... review of Bank compliance-related policies and procedures, ensuring they meet regulatory expectations and are effectively communicated and implemented across the… more
- Santander US (New York, NY)
- …have strong technical expertise in fixed income quantitative finance and securitized product modeling, along with a deep understanding of market risk measures and ... regulatory requirements. This role requires proficiency in Python, R,...+ Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance. **Risk Analytics & Model Development:** +… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory … more
- Pfizer (New York, NY)
- …result interpretation, and providing statistical support and leadership in global regulatory submission activities, as well as implementing new initiatives and ... analysis plans, interpretation of statistical results, project development plans, regulatory issues and scientific and registration projects. + Provide planning… more
- Fiserv (New York, NY)
- …of Financial Crimes Compliance, Emerging Markets brings deep expertise in regulatory and compliance requirements for high-risk verticals such as money service ... This role is responsible for identifying and mitigating reputational and regulatory risks, managing complex compliance issues, and leading cross-functional teams to… more
- Mizuho Corporate Bank (New York, NY)
- …operations provide visibility and readiness in daily activities, including new product launches, continuity testing, and event or crisis management.The functions ... reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more… more