- Coinbase (Albany, NY)
- …experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
- Lotte Biologics USA LLC (Syracuse, NY)
- …experience and background in Biologics (upstream or downstream), Antibody Drug Conjugate, Drug Product , Small Molecule, Cell & Gene Therapy, or mRNA is preferred + ... statistical tools to address project objectives and/or support of regulatory submissions + Collaborate with functional groups including process development,… more
- Broadridge Financial Solutions (New York, NY)
- …around shareholder meetings & proxy, corporate governance and sustainability, regulatory filings and disclosure, and stock transfer services. Corporate Issuer ... helps clients simplify shareholder management, efficiently navigate regulatory and compliance communication requirements and gain insights to effectively serve and… more
- TD Bank (New York, NY)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary interface with… more
- TD Bank (New York, NY)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- Citigroup (New York, NY)
- …program priorities **Qualifications:** + 3+ years of relevant experience in CRA, regulatory compliance, risk governance, banking product or a similar analytical ... Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on… more
- Scotiabank (New York, NY)
- …management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in ... procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant stakeholders. +… more
- Citigroup (Queens, NY)
- …(QATV), within the Finance Transformation organization, independently assess in-scope regulatory and management reports and associated report production processes ... for completeness, accuracy and conformance to regulatory requirements and adherence with relevant Policies, Standards, and Procedures with the aim of identifying… more
- Citigroup (New York, NY)
- …leading appropriate levels of alignment across investment advisory client segments/ product / regions. + Enable the redesign of Investment Advisory controls toward ... building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items related to Citi regulatory … more