- City National Bank (New York, NY)
- …gaps in control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure operational risk ... arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to details in identifying, aggregating,… more
- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... factors that differentiate the organization + Applies best practices to implement process, product or service improvements + Acts as a subject matter expert within… more
- WMCHealth (Suffern, NY)
- …in accordance with established clinical and safety procedures and regulatory requirements, monitors patients for adverse reactions and develops alternative ... dispensing and storing medications and controlled substances and other applicable regulatory requirements including 340B and USP797 compliance and taking into… more
- dsm-firmenich (Schenectady, NY)
- …(HNC) Premix sites in North America and have an understanding of applicable regulatory guidelines relevant for all North America product types: dietary ... in a relevant scientific discipline. + 5 years of quality assurance or regulatory affairs experience in the food or pharmaceutical industry. Also, knowledge of… more
- Manulife (New York, NY)
- …and state laws, regulations and industry best practices across multiple product lines (AML onboarding, screening, monitoring & reporting requirements) + Responsible ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- Manulife (New York, NY)
- …and state laws, regulations and industry best practices across multiple product lines (AML onboarding, screening, monitoring & reporting requirements) + Responsible ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- Mount Sinai Health System (New York, NY)
- …and records observations on progress of research, investigations and data per regulatory requirements and MSMC protocols. 5. Establishes goals and objectives for ... program liaison to other departments, outside organizations, government agencies and product representatives. 8. Assists in the development of budgets for research… more
- Citigroup (New York, NY)
- …the Consent Order Data Use Case Plan, requiring strict adherence to regulatory requirements and enterprise data governance frameworks. Key Responsibilities: + Lead a ... building solutions that prioritize data quality, consistency, and compliance with regulatory requirements. + Provide technical leadership and guidance to development… more
- SMBC (New York, NY)
- …will have a strong understanding of financial markets, instruments, US regulatory framework and risk management techniques. **General Department Description** This ... + Support various process improvement and optimization projects, including New Product Approval and Sub Funding process, from ideation through planning and… more
- MUFG (New York, NY)
- …ratings. + Staying current on changes and potential changes in the sector and regulatory developments is an important part of your job. + Coordinate and communicate ... and directly to various related parties including the business line, product groups, and credit divisions. + Additional responsibilities will include presentations… more