- Scotiabank (New York, NY)
- …This would include exploring synergies across business areas within GBM and translating product knowledge on both new and existing lines of business + Champion a ... day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not… more
- Wells Fargo (New York, NY)
- …and render opinions, consult with, and advise clients on legal and regulatory matters + Draft complex legal documents, review and negotiate documents prepared ... experience with US laws, rules and regulations relevant to loan transactions, including product and banking laws (the Dodd-Frank Act, the Bank Holding Company Act,… more
- Athene (New York, NY)
- …legal teams to develop an approach that takes into account legal, regulatory , accounting, capital and all other relevant considerations. Accountabilities: + Engage ... advocacy strategies and responses to federal, state and international legislative and regulatory tax proposals that take into account business priorities and impacts… more
- City National Bank (New York, NY)
- …arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to details in identifying, aggregating, ... * Maintains authoritative knowledge and understanding of laws and regulations, regulatory guidance, policy, and procedures for operational functions covered *… more
- Siebert Williams Shank (New York, NY)
- …supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the ... Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board...materials, proposals, deal processing, and reviews all related work product + Train and mentor analysts and associates +… more
- TD Bank (New York, NY)
- … regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Understands industry and competitive ... issues + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a culture of… more
- Citigroup (New York, NY)
- …Underwriters in making recommendations/credit decisions, including risk ratings and regulatory classifications. * Conduct in-depth analyses of financial data and ... deal strengths, weaknesses and risk factors. * Ensure all transactions are follow regulatory and Citi guidelines, policies and procedures. * Remain current on all… more
- Meta (Albany, NY)
- …Meta!Meta is seeking a Solutions Engineering Manager with extensive experience in regulatory domain to support the mission of our Integrity organization. This person ... 1. Support a team of solutions engineers who discover, and respond to regulatory requirements 2. Provide technical direction and guidance within the domain to team… more
- MUFG (New York, NY)
- …scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory ... 10 + years' experience in counterparty risk or relevant function + Strong product knowledge of FX, derivatives, repos, SBLs, total return swaps and structured… more
- WMCHealth (Suffern, NY)
- …and storing medications and controlled substances and other applicable regulatory requirements including 340B and USP797 compliance. The Pharmacist provides ... agreements and Medical Executive Committee approved protocols. Dispenses the final product for administration, instructs patients on the proper use of medications… more