- Wells Fargo (New York, NY)
- …clients achieve their objectives in today's dynamic environment. You will join a product or industry coverage group aligned to a specific location, where you will ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Wells Fargo (New York, NY)
- …students between their first and second year. You'll be aligned to a product or industry group and immediately contribute to active client engagements. The program ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- SMBC (New York, NY)
- …of SMBC Group's various products and services. The individual will partner with product areas specialists to elevate the dialogue with clients and further grow the ... to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives**… more
- New York State Civil Service (Albany, NY)
- …screening and other due diligence tools;* Drafts and reviews staff work product to ensure BSA/AML and Sanctions programmatic deficiencies are conveyed clearly and ... and AML Compliance; ABA Certificate in Fraud Compliance; Certified Regulatory Compliance Managero CSBS: Certified Anti-Money Laundering Specialist* Demonstrated… more
- Wells Fargo (New York, NY)
- …swaps. + 10+ years experience in all aspects of the sales process from product development to execution. + High level of understanding option theory. + Experience ... subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- JPMorgan Chase (Irvington, NY)
- …phone, to build lasting relationships, understand financial needs, and tailor product and service recommendations. + Engage in clear, polite, consultative ... with specialized financial needs. + Adhere to policies, procedures, and regulatory banking requirements. **Required qualifications, capabilities, and skills** + 1+… more
- American Express (New York, NY)
- …and business risk management **3)** **Advisory:** + Provide consultation on new product initiatives and business projects + Provide GFCC program with business ... testing and remediation of identified gaps. + Lead business readiness for regulatory examinations, audits, and independent reviews focused on financial crimes. +… more
- New York State Civil Service (Albany, NY)
- …the Dedicated Support Division, under Department of Health Bureau, and Product Development Section the Manager of Information Technology Services 2 Information ... to align technology and security initiatives with organizational goals and regulatory requirements.Duties include by are not limited to:Develop and execute an… more
- TD Bank (New York, NY)
- …Finance **Job Description:** **Department Overview** **As a part of US Finance Product Management team, this role leads the development and supports the achievement ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- US Bank (New York, NY)
- …value creation, compliance, and long-term viability. + Collaborate cross-functionally with product , digital, legal, risk, marketing, and finance teams to structure, ... partnerships. + Stay informed on industry trends, competitor activity, and regulatory developments and transform into innovative actionable plans for revenue growth,… more