- New York State Civil Service (Albany, NY)
- …screening and other due diligence tools;* Drafts and reviews staff work product to ensure BSA/AML and Sanctions programmatic deficiencies are conveyed clearly and ... and AML Compliance; ABA Certificate in Fraud Compliance; Certified Regulatory Compliance Managero CSBS: Certified Anti-Money Laundering Specialist* Demonstrated… more
- Wells Fargo (New York, NY)
- …swaps. + 10+ years experience in all aspects of the sales process from product development to execution. + High level of understanding option theory. + Experience ... subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- JPMorgan Chase (Irvington, NY)
- …phone, to build lasting relationships, understand financial needs, and tailor product and service recommendations. + Engage in clear, polite, consultative ... with specialized financial needs. + Adhere to policies, procedures, and regulatory banking requirements. **Required qualifications, capabilities, and skills** + 1+… more
- American Express (New York, NY)
- …and business risk management **3)** **Advisory:** + Provide consultation on new product initiatives and business projects + Provide GFCC program with business ... testing and remediation of identified gaps. + Lead business readiness for regulatory examinations, audits, and independent reviews focused on financial crimes. +… more
- New York State Civil Service (Albany, NY)
- …the Dedicated Support Division, under Department of Health Bureau, and Product Development Section the Manager of Information Technology Services 2 Information ... to align technology and security initiatives with organizational goals and regulatory requirements.Duties include by are not limited to:Develop and execute an… more
- TD Bank (New York, NY)
- …Finance **Job Description:** **Department Overview** **As a part of US Finance Product Management team, this role leads the development and supports the achievement ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- US Bank (New York, NY)
- …value creation, compliance, and long-term viability. + Collaborate cross-functionally with product , digital, legal, risk, marketing, and finance teams to structure, ... partnerships. + Stay informed on industry trends, competitor activity, and regulatory developments and transform into innovative actionable plans for revenue growth,… more
- Bank of America (New York, NY)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **International** **C** ... preferred + Self-motivated and client centric + Expert knowledge of regulatory and supervisory requirements and corporate policies and procedures + Investment… more
- Wells Fargo (New York, NY)
- …needs assessing and referring those customers interested in a dwelling secured product to a SAFE team member. This position includes assisting customers without ... part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary **Pay Range** Reflected is… more
- CTG (Cheektowaga, NY)
- …and ad-hoc departmental reports and spreadsheets, including project or product strategy analysis, profitability, historical reporting, work flow, and statistical ... verify wipe drive reports for internal audit and Federal regulatory compliance. + Participate in production of new internal...+ Understand and adhere to the company's risk and regulatory standards, policies, and controls in accordance with the… more