- RELX INC (New York, NY)
- Are you keen to develop your Product Management career? Would you enjoy working on our cutting-edge products? About our Team Intelligize is the leading provider of ... analytical tools for SEC compliance (external reporting) and transactional (IPOs, M&A) professionals. Intelligize...a growing passion for solving complex user problems through product innovation? Do you find yourself looking at disclosure… more
- The Rare Wine Co. (Brooklyn, NY)
- …keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role ... regulations, including managing alcohol beverage licensing, overseeing federal and state regulatory filings, and coordinating product and brand label… more
- Bloomberg (New York, NY)
- …critical linkages between datasets and is crucial for use cases including regulatory compliance , risk modeling, investment analysis, counterparty exposure, and ... Senior Data Management Professional - Data Product Owner - Entities Data Location New York...better data experiences. + Stay current on market trends, regulatory changes related to reference data and entity resolution.… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Senior Manager, Cash Management Product Execution, Global Transaction Banking - New York,...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Philadelphia Insurance Companies (Melville, NY)
- …and overseeing work efforts. Coordinates with other functional areas of the Compliance Department on regulatory matters that impact company independent forms ... and rules. Develops the talent and expertise of the product development specialists. Ensures products meet regulatory ...an ability to interpret rules and regulations outlined in compliance and commercial lines bulletins. * National Range :… more
- JPMorgan Chase (Brooklyn, NY)
- …statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the Global ... capital treatment for new products liaising with Corporate Accounting Policy and Regulatory Policy groups where appropriate to ensure compliance with reporting… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... of consent order obligations. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally… more
- JPMorgan Chase (New York, NY)
- …will require knowledge of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices along with an ability ... management of compliance and conduct risks. + Collaborate with Legal, regulatory engagement, the business and other control functions to gather information and… more
- SMBC (New York, NY)
- …as either a member or observer of various committees such as the New Product , Underwriting, Risk Management, Compliance , IT Risk and Training committees. The ... for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing… more
- ManpowerGroup (New York, NY)
- …features and user stories. + Collaborate with cross-functional teams to ensure compliance with US regulatory requirements. + Analyze and document technical ... Our client, a leading financial services organization, is seeking a Product Owner to join their team. As a Product Owner, you will be part of the Finance… more