- Sumitomo Pharma (Albany, NY)
- …during IND submissions, clinical study reports, and NDA/MAA filings. + Collaborate with regulatory affairs team to ensure compliance with regulatory ... teams from preclinical experiments to the end of the product 's life cycle. + Clinical Trial Oversight: Develop and...considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and… more
- Justworks (New York, NY)
- …information, ensuring successful submission to vendors and state agencies for licensing and regulatory compliance . This role sits at the intersection of ... in our company values, which are reflected in our product and in our team. Our Values (https://www.justworks.com/careers#values) If...regulatory compliance and operational execution. It involves translating complex … more
- Fiserv (New York, NY)
- …payment services, or regulatory environments. + Experience in AML and regulatory compliance experience. + Experience with financial crimes compliance ... Compliance , Emerging Markets do?** A successful Director of Financial Crimes Compliance , Emerging Markets brings deep expertise in regulatory and … more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members… more
- Coinbase (Albany, NY)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... Coinbase, we view security as one of our core product features. As part of this role, you would...compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie.… more
- TD Bank (New York, NY)
- …elements based on 'Global Chart of Accounts' composition and trace accounting codes to product /business origin to check if regulatory mapping is fit for purpose. ... businesses or product launched) and assesses downstream impacts to the regulatory reports. + Ensure strong data/process governance and key controls that are… more
- Bank of America (New York, NY)
- …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... is responsible for managing a major component of a product line, function, or multiple operations units within a...from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &… more
- TD Bank (New York, NY)
- … regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements **Education & Experience:** + ... Job Description + Within Controller & Chief Accountants in Finance, the Product Control Team supports TD Securities and is responsible for providing overall… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more