- Citigroup (New York, NY)
- …The Director will lead coordination across product , operations, risk, and compliance to ensure all investment solutions meet regulatory , operational, and ... market views. A core responsibility is to manage and operationalize the Product Master - overseeing the end-toend lifecycle of due-diligenced investment products… more
- Corning Incorporated (Oneonta, NY)
- …with plant, division, and corporate leadership on key initiatives while ensuring compliance to legal and regulatory guidelines. **Key Responsibilities** **Labor ... workforce (<200 employees), including grievance resolution, CBA negotiation, and compliance with labor laws and agreements. **Employee Relations:** Foster a… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... highly sophisticated and complex trading applications for a major functional and/or product area within the FX businesses. They will analyze highly complex business… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance & Support (OAS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... how vendors are managed and held accountable for complying with contractual, regulatory and legal requirements. The Vendor Monitoring Office is recruiting for (1)… more
- Mizuho Corporate Bank (New York, NY)
- …projects, and assumes other duties, as assigned, completing such tasks on time. Compliance + Obtain a basic understanding of the applicable rules and regulations ... such rules and regulations should be directed to the Americas Legal and Compliance Division. Attend Annual Compliance Training presented by the Americas Legal… more
- Beech-Nut Nutrition (Amsterdam, NY)
- … quality. + Ensure plant sanitation and safety levels meet or exceed Beech-Nut and regulatory standards. + Ensure compliance to all PPE and GMP standards. + ... Do + Complete production, quality, and operational records per company and regulatory agency standards. + Support production activities in keeping with effective… more
- Centene Corporation (Queens, NY)
- …plans. + Work with colleagues across business units such as Care Management and Regulatory Compliance to ensure that process and procedural changes are reflected ... and monitor timeliness in accordance with the Fidelis Care's policies and regulatory standards, ensuring adherence to departmental and regulatory data integrity… more
- Oura (New York, NY)
- …through all phases of the development process + Collaborate with Oura product and software developers working on regulated products by providing technical and ... reports, risk assessments, testing, etc. by applying applicable company procedures and regulatory requirements. + Perform a broad variety of tasks in support of… more
- Lincoln Financial (Albany, NY)
- …life and annuity products. Your focus will primarily be on annuity product development, administration and claim activity. **What you'll be doing** What you'll ... to new and existing clients - the legal and compliance aspects of designing and administering life insurance and...position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration… more
- Siebert Williams Shank (New York, NY)
- …+ Ensure that all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures Qualifications: + ... supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the… more