- Citigroup (Charlotte, NC)
- …+ Assists the regulatory policy subject matter experts' review of regulatory capital requirements for business initiatives, new product offerings, and ... Constructive Debate, Financial Accounting, Laws and Regulations, Problem Solving, Product Knowledge, Regulatory Reporting, Stakeholder Management. **Other… more
- Bausch + Lomb (Raleigh, NC)
- …adpromo areas. Serve as a strategic advisor to project teams, ensuring regulatory compliance , influencing key stakeholders, and optimizing business outcomes. ... and clinical/non-clinical, labeling, adpromo domains. + Provide technical expertise and regulatory direction to project teams throughout the product lifecycle.… more
- PNC (NC)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail Organization supporting ... Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote...may not be available in all geographic locations. The Compliance Program Advisor should have the following:… more
- Vanguard (Charlotte, NC)
- …CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control ... compliance policies and procedures, ensuring alignment with evolving regulatory expectations and industry best practices. + Identifies and implements corrective… more
- MongoDB (Charlotte, NC)
- …stringent regulatory requirements like FedRAMP while enabling secure, scalable product experiences for our customers. You will partner with Engineering, ... GRC, and Engineering stakeholders to proactively identify and mitigate risks related to compliance , security posture, and program delivery + Drive programs that… more
- Wolters Kluwer (Cary, NC)
- …here. (https://youtu.be/OZ2kSzAaXK4?si=sDgZ7DZUbMnBddMq)** **What We Offer: ** The **Technology Project & Program Manager - Product Owner** role offers growth ... the way we do business, build better judicial and regulatory systems. We help them get it right. **Who...**What You'll be Doing:** As the **Technology Project & Program Manager** , you will help us in our… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in ... falls within established risk control limits. Leads the execution of the Compliance program objectives for assigned area, products/services, and applicable… more
- ALBEMARLE (Charlotte, NC)
- …implementation and integration of processes, procedures, and tools needed to ensure ongoing product regulatory compliance and product risk management. ... introduction of new products and formulations. + Manage ongoing compliance with all applicable product regulatory...to internal and external technical experts as well as program and business sector leaders. + Participate in the… more
- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Advises on execution strategy and… more
- Wells Fargo (Charlotte, NC)
- …Qualifications:** + 8+ years of experience in financial crimes, risk management, or regulatory compliance + 5+ years of senior leadership experience in ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more