- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... in or lead special projects, including those driven by regulatory or policy changes **Required Qualifications** + 7+ years...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Coinbase (Charlotte, NC)
- …for us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our ... with fast moving companies to grow and scale security compliance engines and create positive change across the business,...as 2LoD to support the IAM roadmap and advance program maturity * Assist with scoping of IT systems… more
- Lincoln Financial (Charlotte, NC)
- …at a Glance** We are excited to bring on a Consultant, Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business unit in reviewing ... * Acting as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual...agencies as needed. * Collaborating with marketing, sales and product groups to provide guidance as materials are being… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst will...also work with US Customs and Border Protection (CBP) regulatory audit division and the Canada Border Services Agency… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. All qualified applicants will receive consideration for… more
- Sedgwick (Raleigh, NC)
- …Workplaces in Financial Services & Insurance (Remote) Director National Technical Compliance - Casualty **PRIMARY PURPOSE** : To provide legislative, regulatory ... Performs other duties as assigned. + Supports the organization's quality program (s). + Travels as required. **SUPERVISORY RESPONSIBILITIES** + Administers company… more
- Chiesi (Cary, NC)
- …of the product landscape + Represents the company and clinical program in regulatory authority interactions, governance meetings and external partnerships, ... decision-making by interpreting clinical trial results and integrating findings into program strategy. + Engage with regulatory authorities, external experts,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... You may be involved in sales, service & implementation, product , and strategic activities such as: + Perform a...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... objectives in today's dynamic environment. You will join a product or industry coverage group aligned to a specific...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... first and second year. You'll be aligned to a product or industry group and immediately contribute to active...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more