- Citigroup (New York, NY)
- …of this role is to direct audit activities that support a subset of a product line, function, or legal entity at the global or regional level, in accordance with ... at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other external… more
- ADP (Melville, NY)
- …Solutions, you will find that every sales process is different. You won't sell one product with a standardized price list to the same type of buyer again and again. ... these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus;… more
- Bank of America (New York, NY)
- …a unit or section of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and ... thorough knowledge of operations support management and expertise in functional product area(s) gained through increasingly more responsible management positions in… more
- TD Bank (New York, NY)
- …revolving lines of credit, term loans and commercial paper backup facilities. As a Senior Manager covering CIB Credit in the Product Control Team, you will: + ... regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements **Education & Experience:** +… more
- Bank of America (New York, NY)
- …**Job Description:** This job is responsible for managing a major component of a product line, function, or multiple operations units within a large segment of the ... Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with...that supports company Great Place to Work goals. + Manager of Process & Data: Challenges end-to-end process efficiency… more
- TD Bank (New York, NY)
- …elements based on 'Global Chart of Accounts' composition and trace accounting codes to product /business origin to check if regulatory mapping is fit for purpose. ... businesses or product launched) and assesses downstream impacts to the regulatory reports. + Ensure strong data/process governance and key controls that are… more
- American Express (New York, NY)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... products, features, and processes. Attention will be focused on new product development, marketing strategies, risk management initiatives, process control, issue… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize ...tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- TD Bank (New York, NY)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... Counsel, US Tax Planning, TD Bank, New York **Specific business/ product groups:** TD Bank Group **Reports to:** T. Daris...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more