- Banc of California (San Diego, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Client Manager is responsible for owning all aspects of client retention for an assigned… more
- MongoDB (Palo Alto, CA)
- …duties) + Support the maintenance and updating of banking documentation, ensuring compliance with KYC/ AML regulations + Collaborate with Internal Audit, IT ... **Position Summary** We are seeking an experienced and highly motivated Senior Treasury Manager to join our growing global Treasury team. This critical US-based role… more
- JPMorgan Chase (Los Angeles, CA)
- …Asset Managers & Broker Dealers Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - Asset Managers & Broker Dealers industry ... sophisticated treasury/payments solutions to clients; Collaborate with client service, compliance , operations, technology, risk, credit, legal in order to optimize… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Liquidity & Funding Manager will be responsible for contributing to and helping to optimizing our… more
- Coinbase (Sacramento, CA)
- …critical business processes through Artificial Intelligence. We are seeking a Product Manager to lead automation efforts within the Compliance space, identifying ... high-impact AI solutions that ease critical restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs. This role… more
- Banc of California (Beverly Hills, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... presentation of loan request. Guide credit request through review by division manager , and senior credit review officers. Assist loan administration through the… more
- Banc of California (Brea, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... training & guidance. At times may act as Team Manager during his/her absence. + Manages a team focused...review reports to identify exceptions, monitor quality and ensure compliance . May participate in risk mitigation activities. + Leads… more
- US Bank (Los Angeles, CA)
- …and the ability to review and validate complex legal documentation. The manager ensures operational excellence, compliance , and a superior client experience ... + Strong knowledge of fiduciary law, trust accounting, investment products, and compliance ( AML /KYC, Beneficial Owner Rule). + Proven leadership, strategic… more
- Banc of California (San Luis Obispo, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open… more
- Banc of California (Los Angeles, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... borrowing structures to protect the bank. In conjunction with the Relationship Manager (RM), involved in drafting and negotiating complex loan documents prepared by… more