- TD Bank (New York, NY)
- …Inspection progress both internally and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and ... to handle multiple assignments at the same time. + Client service skills - the candidate must demonstrate the...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. This Director role will focus on ... interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - experience demonstrating sound judgment and close… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory, cybersecurity, payment products, SWIFT, and Correspondent Banking ... payments and deposits operating models and how these serve client needs and use cases. + Experience with payment...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and ... interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and… more
- TD Bank (New York, NY)
- …risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and subpoenas, ... interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - experience demonstrating sound judgment and close… more
- TD Bank (New York, NY)
- …and your team. + Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with key stakeholders across the ... interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and… more
- S&P Global (NY)
- …elements of the index design lifecycle; including background research, client -engagement, data gathering, back-testing and finalizing index methodologies. The role ... may also require contribution on our thought leadership program by contributing to presentations and research and product...involve support in the construction of new platforms, data onboarding and processes to enable a more effective and… more
- TD Bank (New York, NY)
- …This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with ... interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and… more
- SitusAMC (Albany, NY)
- …specific escrow requirements. + Manage information/communication flow between Borrower and Lender/ Client along with the assigned asset manager , as necessary. ... best and most passionate people come to transform our client 's businesses and their own careers. Whether you're a...commitment letter to determine servicing requirements. + Manage the onboarding of new loans and modifications and validate accuracy… more
- Family and Children's Association (Mineola, NY)
- …operations. + Perform all front desk responsibilities including answering phones, client registration and check-ins/outs, and handling client complaints or ... Conduct insurance verification, treatment authorizations, and related follow-ups; enter initial client billing information into the EHR and monitor monthly updates… more
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