- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …of US policies and procedures for Core Compliance functions and liaise with the global policies team on behalf of the US. + Assist in the ongoing enhancement ... the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- TD Bank (New York, NY)
- …ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will ... impact and timely resolution of impediments, while effectively managing the program schedule (releases) and financials and ensuring continuing review and… more
- TD Bank (New York, NY)
- …and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of control testing, ... of audits. + Receives coaching sessions, feedback discussions from in-charge manager . + Obtains appropriate training. + Makes discretionary decisions and applies… more
- TD Bank (Mount Kisco, NY)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... internally and/or externally + Under the direction of the Manager , participates in performance management activities of the teller...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (New York, NY)
- …and internal credit/risk partners. The CRE REITs and Investment Funds Relationship Manager will be responsible for advising REITs and Private Equity Real Estate ... markets solutions. The CRE REITs and Investment Funds Relationship Manager will be responsible for originating, structuring and executing...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Capgemini (New York, NY)
- …using HP Operations Orchestration; and process management using HP Service Manager and ServiceNow * Maintain positive relationships with business partners. Works ... participates in the Partnership Accreditation in Indigenous Relations (PAIR) program which supports meaningful engagement with Indigenous communities across Canada… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide ... is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and FX is required +… more
- TD Bank (New York, NY)
- …The Monitoring and Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance ... Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and… more
- TD Bank (New York, NY)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more