- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... The Executive Assistant will also work with the Business Manager to drive initiatives and should feel empowered to...and proactive scheduling across multiple time zones for a global team. + **Meeting & Event Coordination** : Organize… more
- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop...experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required… more
- TD Bank (New York, NY)
- …strong sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and ... lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade...data workflows and enhance the effectiveness of TDS's Surveillance program . + Issue Resolution & Root-Cause Analysis: Investigate and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Preferred Qualifications: Global Operations and Business Services is a diverse and dynamic group of ... TD Securities operates. This includes cross-functional processes centered around onboarding , client due diligence, document validation, client and regulatory… more
- TD Bank (New York, NY)
- …implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development. Key… more
- TD Bank (New York, NY)
- …Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses globally in adherence to ... of the key accountabilities of the role, the Senior Manager will: + Develop and implement a TDS US...mitigate risk and delivers world class service to our global client base. Additionally, ensures the Business adequately consider,… more
- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... dealings with senior business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work on multiple projects in a fast… more
- TD Bank (New York, NY)
- …the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance ... FRTB), and financial close processes. . Ensure compliance with evolving global regulations and accounting standards (IFRS, GAAP). **People and Team Management:**… more
- TD Bank (New York, NY)
- …focused on FICC derivatives. The Transparency team works directly with global sales/trading/quant teams on the development of applications incorporating pricing and ... are critical to TD's trading activities. This is a global team with engineers in Toronto, London, New York,...strategies for operational advancement + Generally reports to Sr. Manager or Executive role **Education & Experience:** + Undergraduate… more
- TD Bank (New York, NY)
- …have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team ... dealings with senior business personnel. + Strong knowledge of technology infrastructure and global booking models. + Ability to work on multiple projects in a… more