- TD Bank (Fort Lauderdale, FL)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical...in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the… more
- Coinbase (Tallahassee, FL)
- …for executing Compliance controls with adherence to Coinbase's BSA/AML program , transaction monitoring , KYC, CDD, and EDD policies, procedures and ... you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud... * Partner with Financial Crimes and second line compliance partners to execute against Coinbase's AML program… more
- Langan Engineering, Environmental, Surveying and Landscape… (Miami, FL)
- …impactful contributions. Job Summary Langan is seeking an Environmental Permitting and Compliance Engineer, Scientist, or Project Manager to join its ... registration and compliance evaluations, waste management, multi-media environmental compliance audits, development of monitoring and spill prevention and… more
- Carnival Cruise Line (Miami, FL)
- …directed by Management. The above responsibilities include assisting the Director of Compliance in monitoring the correct implementation of applicable procedures ... Areas Findings. Follow up fleet-wide on the lifting appliances inspections program including the performance of appointed third party competent persons… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair lending ... Business lending portfolios. * Supports the Home Mortgage Disclosure Act (HMDA) compliance program by reviewing reportable transactions, compiling data, and… more
- American Express (Sunrise, FL)
- …Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). Together, ... In partnership with GFCC, GFCSU and USIU develop and implement transaction monitoring rules, reports, and other tools to detect potential criminal activity. They… more
- The Walt Disney Company (Celebration, FL)
- **About the Role:** The _Sr Manager , Benefits Compliance_ ensures Disney's US benefits programs adhere to legal and regulatory requirements. You will be leading a ... team, interpreting and applying relevant laws, monitoring for changes, overseeing effective administration practices related to benefit plan compliance , and… more
- TD Bank (Fort Lauderdale, FL)
- …methodologies, policies, standards, procedures, awareness and specialized training, monitoring , management reporting and/or escalation of issues. This role ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of...to effectively report on the status of the FCRM program + Represents FCRM as a specialist on internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program (s) to ensure regulatory requirements are addressed, including: + ... Insider Lending Program + Transactions with Affiliates Program + Manages the Compliance training by...Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the Capital Markets Fixed Income Compliance team with managing their core compliance program to ensure compliance processes and procedures are integrated ... review of compliance reporting. + May report compliance program status and activities to ...organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing… more