• Director, Compliance - Registrations, Licensing,…

    TD Bank (New York, NY)
    …securities compliance or related securities experience preferred. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
    TD Bank (06/21/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …+ **Preferred Qualifications:** + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
    TD Bank (06/20/25)
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  • Trade Surveillance Vice President (Compliance)

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
    TD Bank (05/01/25)
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  • Investigator Initiated Trial Specialist - Clinical…

    Stony Brook University (Stony Brook, NY)
    …professional who collaborates closely with investigators and the IIT Manager . The Investigator Initiated Trial Specialist provides operational support and ... regulatory management for investigator-initiated clinical research at Stony Brook...Operating Procedures (SOPs), Work Instructions, and Forms. + Coordinating operations , data collection, and research staff training at each… more
    Stony Brook University (05/31/25)
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  • KYC Quality Assurance - Onboarding Operational…

    Mizuho Corporate Bank (New York, NY)
    …and off shore, ensuring client files are completed according to industry, regulatory and Mizuho standards. Close coordination with the business lines, Compliance, ... to focus on high quality 4-eye reviews to ensure CDD and EDD regulatory requirements are met, required documentation is accurate/comprehensive. + Liaise with Front… more
    Mizuho Corporate Bank (06/06/25)
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  • Cybersecurity Risk Analyst

    M&T Bank (Buffalo, NY)
    …role in identifying, assessing, and mitigating risks by understanding critical business operations , the workflows associated to those operations , and the access ... to systems and data required to perform the necessary operations . Their responsibilities focus on evaluating potential risks posed by employees, contractors, and… more
    M&T Bank (06/10/25)
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  • Branch Director Temporary Assignment

    CenterWell (Albany, NY)
    …The **Branch Director** is accountable for managing the day-to-day branch operations to ensure the following: operational efficiencies, quality of patient care, ... regulatory compliance, support of business development & patient base...**Essential Functions:** + Develops, plans, implements, analyzes and organizes operations for the Branch. + Responsible for the delivery… more
    CenterWell (06/06/25)
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  • CIO for Retail, Consumer & Business Banking

    M&T Bank (Buffalo, NY)
    …compliance, operations , and data teams to ensure alignment with regulatory requirements and enterprise standards + Manage strategic relationships with vendors ... technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, modernization and operational excellence… more
    M&T Bank (06/27/25)
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  • Asset & Liability Managing Director (IC)…

    PNC (New York, NY)
    …on a regular basis. Some responsibilities may be performed remotely at manager 's discretion. This role as Managing Director (Independent Contributor) within PNC's ... management, line of business, finance, risk management, internal audit, legal, and regulatory affairs partners across PNC. Your work will contribute directly to… more
    PNC (05/23/25)
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  • Risk Management Analyst (Non Clinical) - St Peters…

    Trinity Health (Albany, NY)
    … regulatory and professional agencies. **SUPERVISED BY:** Risk Manager **SUPERVISES:** None **CAREER PATH:** Administration ** OPERATIONS /COMPLIANCE:** ... Risk Analyst/Specialist **DEPARTMENT:** Clinical Quality & Safety **REPORTS TO:** Risk Manager **MISSION STATEMENT** **_:_** We, St Peter's Health and Trinity… more
    Trinity Health (06/18/25)
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