- TD Bank (New York, NY)
- …relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Experience with regulatory bodies like the Office ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance... and in the design of a future-focused compliance program . This not just about implementing a new … more
- TD Bank (New York, NY)
- …relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Skill in using computer applications including MS Office ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance... and in the design of a future-focused compliance program . This not just about implementing a new … more
- Helio Health Inc. (Syracuse, NY)
- …governmental regulations. + Monitors provision of services when assigned. + Assures program record documentation compliance with agency and regulatory standards. ... position and also take into account information provided by the hiring manager and program . Job LocationsUS-NY-Syracuse Category Nursing Position Type Full-Time… more
- BMO Financial Group (New York, NY)
- …+ Recognized compliance certificate or equivalent preferred. + Skilled knowledge of regulatory / compliance requirements and the operations of a single client ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- Neuberger Berman (New York, NY)
- …investors + Insurance dedicated funds and other tax- and regulatory -capital-efficient structures for insurance companies + Collective investment trusts for ... the NB Private Markets platform. The team is seeking an experienced Program Associate, with responsibilities that will include: + Managing strategic client… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...Regulators) + In-depth knowledge of OCC, RIA and B/D Operations , investment products, trust + Must be able to… more
- University of Rochester (Rochester, NY)
- …Development and Delivery of Training Programs: At the direction of the functional manager develop the training program and associated documentation to support ... manager , assume short-term responsibility for specific aspects of day-to-day operations . + Participate directly in inspections by regulatory agencies and… more
- Gateway Hudson Valley (Kingston, NY)
- …quality care to residents, supports the Residential Manager in coordinating day-to-day operations of the residential program , and acts as the manager ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager...Assist with the daily staff scheduling of the residential program . Assist the Residential Manager in finding… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... compliance with regulatory requirements, Bank policies and risk appetite. Members of...requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules, and… more