- TD Bank (New York, NY)
- …will be part of the policies and standards workstream under the Sanctions Program Risk team. This workstream is primarily responsible for managing the end-to-end ... Sanctions and ABAC organization. In addition, the role holder will have general program governance responsibilities and will assist across the wider team with items… more
- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
- HSBC (New York, NY)
- …operate consistently and efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities: + Model Risk ... providing second line assurance on the implementation of policy, and monitoring regulatory developments impacting model risk. + Model Risk Stewardship - Facilitating… more
- TD Bank (New York, NY)
- …knowledge of the enterprise function's or business segment's strategy in leading program design, policy formulation or operating standards within one or more areas ... of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,...meet the business needs on a complex project or program + Identifies and leads problem resolution for project/… more
- TD Bank (New York, NY)
- …+ Support the MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency Exchanges, Supers, and New ... with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and...application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- Elderwood (Lockport, NY)
- …personal care services provided by Nursing Assistants; RNs are also responsible for reporting care and unusual symptoms of residents to supervisor and staff of next ... ensure that the highest degree of quality care and regulatory compliance is maintained at all times. Responsibilities (RN...of residents, as necessary. + Report to RN Unit Manager /Assistant Unit Manager or Charge RN Supervisor… more
- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- City National Bank (New York, NY)
- …Qualifications** * Bachelor's Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Citigroup (New York, NY)
- …and + Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations. ... verbal communication and presentation skills, including ability to convey complex regulatory or program information clearly; astuteness in assessing appropriate… more