- Manulife (New York, NY)
- …in mitigating risk + Provide quarterly, annual & any ad hoc AML program reporting on KPI's/KRI's, trends, high risk relationships & AML/TF/KYC incidents/events ... all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds.… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... framework, reviewing test methodology and execution against enterprise standards. + Monitor program progress and develop MIS reporting for ongoing tracking and… more
- New York State Civil Service (Albany, NY)
- …database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Fresenius Medical Center (Plainview, NY)
- …values and customer service philosophy. Adheres to the Organization Compliance Program , including following all regulatory and Organization policy requirements. ... pre, during and post procedure, under the direction of the Facility Manager , Director of Nursing and/or Charge Registered Nurse, utilizing standard nursing… more
- Manulife (New York, NY)
- …in mitigating risk + Provide quarterly, annual & any ad hoc AML program reporting on KPI's/KRI's, trends, high risk relationships & AML/TF/KYC incidents/events ... all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds.… more
- TD Bank (New York, NY)
- …processes centered around onboarding, client due diligence, document validation, client and regulatory reporting . Analysts are expected to be proficient with IRC ... Ops team is responsible for tax form due diligence, withholding and information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax… more
- Binghamton University (Binghamton, NY)
- …principles and practices, with a track record of overseeing accurate financial reporting , regulatory compliance, and audit readiness; + excellent written and ... Advancement for the University / Executive Director of the Binghamton University Foundation. Reporting to the CFO-COO will be a team of approximately 15 staff… more
- Unither Pharmaceuticals (Rochester, NY)
- …Pharmaceutical bottles, Tablets and Capsules. It has more than 300 employees. Your role Reporting to the Quality Systems Manager , A. JOB SUMMARY: The Quality ... risk process.. The Quality System Specialist will facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B.… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and… more