- City National Bank (Charlotte, NC)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with… more
- City National Bank (Charlotte, NC)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU...or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with… more
- TD Bank (Charlotte, NC)
- …risks are managed in compliant with the bank's Non-Model Risk Management program . **Depth & Scope:** + Highly seasoned professional role requiring substantial ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of… more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- Bank of America (Charlotte, NC)
- …+ FX Product knowledge + Understanding of Trade Flow + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention to Detail + ... (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging,… more
- Fresenius Medical Center (Cary, NC)
- …values and customer service philosophy. Adheres to the Organization Compliance Program , including following all regulatory and Organization policy requirements. ... pre, during and post procedure, under the direction of the Facility Manager , Director of Nursing and/or Charge Registered Nurse, utilizing standard nursing… more
- Fresenius Medical Center (Raleigh, NC)
- …core values and customer service philosophy. Adheres to the FVC/FMCNA Compliance Program , including following all regulatory and FVC/FMS policy requirements. ... care pre, during and post procedure, under the direction of the Facility Manager and/or Charge Registered Nurse, utilizing standard nursing techniques to assist the… more
- US Bank (Charlotte, NC)
- … functionality for Economic Sanctions support purposes. Create professional program / reporting documentation in support of Economic Sanctions Screening. ... will also support business requests, design and produce ongoing analytical reporting and/or alert generation, perform data quality analyses, and develop… more
- Truist (Raleigh, NC)
- …b. Management of regulatory exams, responses, and routines on behalf of program ; serve as point of contact for Truist Regulatory Relations internal team. ... and Operations for Strategic Remediation function. This includes establishing and implementing program structure and operations team to drive program adoption… more
- Truist (Charlotte, NC)
- …of the US Department of Treasury and/or refers matters to Truist's Financial Crimes Program Management for review and reporting , as necessary. The FIU performs a ... they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS),… more