- M&T Bank (Buffalo, NY)
- …participate in the planning, execution and reporting of the business unit's risk -based testing program . Perform control testing as an individual contributor ... and other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the… more
- Weill Cornell Medical College (New York, NY)
- Title: Compliance Education Manager Location: Midtown Org Unit: The Office of Compliance Work Days: Weekly Hours: 35.00 Exemption Status: Exempt Salary ... role when Hired for NYC Offices **Position Summary** The Compliance Education Manager plays a critical role...collaborates with operational leaders (First Line) to ensure robust compliance education strategies that mitigate risk and… more
- Equitable (Williamsville, NY)
- Regional Compliance Manager ( 250000LL ) **Primary Location** : UNITED STATES-NY-Williamsville **Other Locations** : UNITED STATES-MA-Boston, UNITED ... that will help unlock your potential? This role is responsible for providing compliance support to Equitable' s branch locations both regionally and locally. This… more
- Trinity Health (Syracuse, NY)
- …and professional agencies. **SUPERVISED BY:** Manager of Risk Management **SUPERVISES:** None **CAREER PATH:** Management **OPERATIONS/ COMPLIANCE :** ... investigation & reporting. Supports the education components of the facility's risk management program . Promotes the organizational patient safety initiatives.… more
- TD Bank (New York, NY)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a ... 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ FED/… more
- Cardinal Health (Albany, NY)
- …enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **Responsibilities** ... trains employees across the organization, and conducts investigations to resolve ethics and compliance issues. ** Compliance Audit Manager ** Reporting to the … more
- WMCHealth (Poughkeepsie, NY)
- … in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external ... Regional Manager , Compliance - ONSITE Company: NorthEast Provider...in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk… more
- New York State Civil Service (Albany, NY)
- …Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Manager * Demonstrated experience with virtual ... financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit environment.* Developing and implementing financial crime risk … more
- New York State Civil Service (Albany, NY)
- …and Counterparty Managero Market, Liquidity and Asset Liability Management Risk Manager * Project Management Institute: Portfolio Management ... skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial Services… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
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