- Dow Jones (New York, NY)
- …MarketWatch, Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market ... News Corp (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). **About the Team:** The Global Risk , Safety and Resilience (GRSR) team manages our operational risks and advises the… more
- Robert Half Finance & Accounting (New York, NY)
- … Compliance /Senior Counsel, the role covers the whole compliance program including monitoring/testing, regulatory compliance / risk (SEC, FINRA, CFTC), ... in midtown Manhattan. Our client requires 3+ years Investment Compliance experience at the SEC, an asset manager...risks through the development, planning and execution of the compliance program . + Assist in the execution… more
- TD Bank (New York, NY)
- …+ Understand all Legal, Regulatory, and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work ... GTB segment of the business. The Commercial Card Product Manager is responsible for overseeing the development, launch, and...with internal Risk & Compliance partners to ensure product suite meets… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Intertek (Cortland, NY)
- …(INCO) Terms. + Develop database to enable traceability and auditability of export compliance program and support the classifications as assigned under various ... ensuring the company meets regulatory, corporate and divisional export and import compliance requirements while achieving business goals. The Manager , Export… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer ... Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and...the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills**… more
- Pearl Interactive Network (Albany, NY)
- …management within these sectors. **Essential Duties and Responsibilities:** **Information Security Compliance & Risk Management:** + Ensure information systems ... for future onsite operations.** As an **Information Systems Security Manager (ISSM)** you will play a critical role in...+ 5+ years of experience in information systems security, compliance , and risk management within a federal… more
- American Express (New York, NY)
- …team that leads external and internal communications strategy and execution for reputational risk , including policy issues and crises. The Manager will work ... risk management. This role will support the Global Risk & Compliance department, the American Express...clear messages for a range of audiences. Additionally, the Manager will need excellent executive presence and relationship building… more
- RELX INC (New York, NY)
- …but will assist other divisions within the company as needed. The Proposal Manager also specializes in positioning LexisNexis Risk Solutions as the preferred ... and other proposal documents. About the Role: The Proposal Manager is primarily responsible for managing and writing responses...Risk Solutions as the preferred vendor + Develops compliance matrices for large, complex RFPs + Meets proposal… more
- Citigroup (New York, NY)
- …and geographies, including projects to enhance legal entity governance, and risk reporting and escalation. + Responsible for legal support activities related ... situations or to formulate an approach or strategy + Appropriately assesses risk when business decisions are made, demonstrating particular consideration for the… more
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