• Compliance Specialist

    The Research Foundation for SUNY (Albany, NY)
    …and interpersonal skills to support the implementation of the RF's board approved Compliance Program . The Compliance Specialist will interact with all ... and SUNY constituents and report to the Ethics & Compliance Manager . KEY RESPONSIBILITIES: + Provide daily...support of initiatives supporting the implementation of the RF's Compliance Program ; + Develop, deliver, and maintain… more
    The Research Foundation for SUNY (07/31/25)
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  • Director of Compliance Technology…

    Mizuho Corporate Bank (New York, NY)
    …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... compliance screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening solutions- 5+ years… more
    Mizuho Corporate Bank (06/17/25)
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  • Director - Consumer Practices Compliance

    American Express (New York, NY)
    …continuous coaching, feedback, recognition and encouragement + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary Range: ... and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within the...this role?** + Ensure an effective Consumer Practices (UDAAP) Risk Management Program for American Express National… more
    American Express (08/08/25)
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  • Counsel, Compliance

    NBC Universal (New York, NY)
    …+ Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training, ... role in shaping and implementing the company's ethics and compliance program . This is a high-impact role...for relevant business units to identify potential areas of compliance risk ; develop and implement risk more
    NBC Universal (08/08/25)
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  • Insurance and Claims Manager

    DePaul (Rochester, NY)
    Overview DePaul is looking for an Insurance and Claims Manager to manage the organization's insurance procurement and claims program . This includes managing the ... reporting, processing, and adjustment of claims relating to our All- Risk Property and Business Interruption, Builder's Risk , General and Professional Liability,… more
    DePaul (08/08/25)
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  • Manager , Fraud - Card Business Operations

    American Express (New York, NY)
    …appetite. **Key Responsibilities:** + Assist in administrative support to the RCSA program through process mapping, risk and control identification, assessment, ... card and banking portfolios. We are looking for a ** Manager ** **to join the** **Fraud - Card** **Business** **O**...MBA, MSc) or certifications are advantageous + GSIB Operational Risk or RCSA program experience + Prior… more
    American Express (07/29/25)
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  • Control Manager - Vice President

    JPMorgan Chase (Brooklyn, NY)
    …and controls program enhancements across the Americas. As a Control Manager within the Commercial & Investment Bank, you will engage and coordinate with ... Minimum of 7 years of financial service experience in controls, audit, quality assurance, risk management, or compliance . + Proficient knowledge of control and … more
    JPMorgan Chase (07/23/25)
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  • Senior Equity Portfolio Manager

    HSBC (New York, NY)
    …+ Support and oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk , etc + Lead, mentor, and develop a high-performing ... investors, our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in… more
    HSBC (08/01/25)
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  • Senior Manager - Data Controls Design…

    American Express (New York, NY)
    …with business units, technology teams, Business Unit data offices, data stewards, and compliance stakeholders to understand data flows, identify risk points, and ... is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across...part of the journey, we are seeking a Senior Manager of **Data Controls Design and Enablement** . This… more
    American Express (07/15/25)
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  • Trade Surveillance Associate ( Compliance )

    TD Bank (New York, NY)
    …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
    TD Bank (08/08/25)
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