- Deloitte (Williamsville, NY)
- …with Manager and Procurement, ensuring all activities follow appropriate compliance standards. Relevant activities include but are not limited to researching and ... US Firms Rewards, Recognition and Well-being (RRWB) Vendor Management Program . This program centralizes the management of... centralizes the management of RRWB vendors to reduce risk , optimize spend, improve efficiency, and enhance the quality… more
- TD Bank (New York, NY)
- …solutions that support scalable, secure, reusable solutions across the Compliance , Surveillance and Supervision area. Responsibilities include planning, designing, ... principles and standards to govern how developers across the Compliance area can contribute to this framework. + Lead...subject matter expert on projects of moderate to high risk and complexity. + Build consensus and facilitate collaboration… more
- Citigroup (Getzville, NY)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... + Identifies potential risks and escalates the issue to a designated supervisor/ manager and the respective product coverage areas, as appropriate. + Provides… more
- TD Bank (New York, NY)
- …architecture/ architecture blueprint and design documentation + Knowledge of program /project delivery methodologies ( Risk /Audit experience is helpful but ... to coach / educate others + Lead projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + In-depth… more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg, financial controls, segregation of ... to achieve straight-through processing wherever possible while developing sound risk management practices and utilizing preventative controls to mitigate errors… more
- Bloomberg (New York, NY)
- …responsible for managing the lifecycle of controls owned by or supporting the OpRes Program and reporting on risk and mitigation activities. We'll trust you to: ... + Own the overall controls vision for the OpRes Program , including partnering with the Business and internal stakeholders...the broader risk management agenda including Enterprise Risk , Legal and Compliance , Internal Audit You'll… more
- TD Bank (New York, NY)
- …Preferred Qualifications: The TDS Veritas Platform is the cross-asset pricing and risk management platform for TD Securities. TDS Veritas is also the strategic ... products used by front office users as well as risk management functions in the Investment Bank. These products...for change management of all systems managed + Ensures compliance with IT Disaster Recovery Plan (DRP) and the… more
- TD Bank (New York, NY)
- …role providing specialized business application management activities, advisory or process / program support within own area of sociality + Advanced knowledge of ... terms + Leads projects or work streams within broader projects with moderate risk and complexity, may be accountable for ongoing activities, processes and functional… more
- Nelnet (Albany, NY)
- …of information systems, networks, and related security issues. + Understand core compliance program elements such as policies, procedures, training, third-party ... firm, we leverage our knowledge combined with the industry standards for compliance and information security issues to provide our customers with world class… more
- MUFG (New York, NY)
- …account. + Regularly prepare and submit reports to immediate supervisor, Division Manager , and others within Credit Risk Administration about actual/forecasted ... especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory… more