- KeyBank (NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense ... Management System, assisting the Analytics Director and Quant Analytics Manager with FARB analytics program development, enhancement,...that may expose KeyCorp and its affiliates to FARB compliance risk outside its desired risk… more
- TD Bank (New York, NY)
- …meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk Policies. + ... also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- New York Power Authority (White Plains, NY)
- …of: + NYPA's North American Electric Reliability Corporation (NERC) Reliability Standards Compliance program as set forth in Corporate Policies CP 10-4 ... Operations Business Unit Policy O-TC-01-000 NERC and NPCC Reliability Standards Compliance Program and procedure O-TC-01-005 Compliance Responsibility.… more
- Bank of America (New York, NY)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... projections, and industry standards + Reviews financial statements, assesses the client's compliance with financial covenants, and renews risk ratings, while… more
- UMB Bank (Albany, NY)
- … risk within the retail branch. This associate works closely with the Compliance and Oversight Program Manager and reports to the Director of ... summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the level of risk observed in the branch… more
- TD Bank (Brooklyn, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect ... meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the… more
- Zurich NA (Albany, NY)
- Health and Safety Hospitality Specialist 126449 Zurich's Large Casualty Risk Engineering team is seeking a Hospitality Specialist with industry experience in ... with 30-40% expected travel. In this role you will: + Perform field engineering risk assessments and risk improvement services for prospect accounts and bound… more
- MUFG (New York, NY)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third-party risk ... adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue… more
- Amazon (New York, NY)
- …as needed. Basic Qualifications - 4+ years of compliance program management, legal, governance, audit, risk /loss prevention, or equivalent experience ... successful candidate will support and report to a Senior Risk Manager and be enthusiastic about driving...drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with… more
- TD Bank (New York, NY)
- …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new and… more