- TD Bank (Maspeth, NY)
- …of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product ... one Customer at a time **Shareholder Accountabilities:** + Ensures compliance when completing operational activities in accordance with company...as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Participates in the… more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... planning, oversight, control or governance activities for highly complex / high risk / transformational (change the bank) / strategic initiatives, liaises across the… more
- MUFG (New York, NY)
- …Call regularly on existing clients to obtain information that supports borrowers risk profile and obtains information necessary for effective credit monitoring. + ... the agent. Identify cross-selling opportunities to meet income generation goals. **2. Risk Management:** + Demonstrate knowledge of and sensitivity to the current… more
- General Motors (Albany, NY)
- …datasets (eg, SHRP2, GM fleet data) to identify leading indicators of risk , unsafe behaviors, or non- compliance events. + Collaborate with cross-functional ... is not expected to report to a GM worksite unless directed by their manager . **The Role** The Safety Assurance for Effective Autonomous Driving Software team at… more
- Conifer Realty LLC (Rochester, NY)
- …that they have the resources and knowledge needed to maintain high property standards. Compliance & Risk Management: + Ensure full compliance with all ... optimize resources, and uphold the highest standards of quality, safety, and compliance to ensure exceptional property upkeep and a positive tenant experience. This… more
- TD Bank (New York, NY)
- …required job specific, compliance -related training + Understands, utilizes and follows compliance / risk and control programs + Ensures ongoing compliance ... Provides prompt and comprehensive responses to all external audit, regulator and compliance requests and findings. Maintains appropriate records of action plans + Is… more
- ManpowerGroup (New York, NY)
- … and financial internal audits, as well as play a key role the SOX compliance program , with minimal travel. This position is primarily remote. Job Description: + ... and pre-audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual...resourcing to complete project solutions in the areas of risk & compliance , tax, finance & accounting… more
- TD Bank (New York, NY)
- …as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing profitability through sound and well-informed decisions ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Citigroup (Getzville, NY)
- …processes, and seek out answers independently. + Work closely with manager to execute strategic initiatives. + Demonstrate leadership by training, mentoring, ... inefficiencies in daily tasks and lead improvement(s) in processing productivity and risk mitigation. + Maintain and improve team metrics by preventing escalations,… more
- City National Bank (New York, NY)
- …due diligence, dynamic 3-statement financial modeling, credit memorandum preparation, compliance , definitive loan documentation, loan closing, etc. * Run Lead ... food and beverage subsectors with various structures, roles, commitments and risk ratings. * Perform monthly/quarterly and annual reviews of client's condition… more