- TD Bank (New York, NY)
- …regulations and financial crime risk management practices. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team is responsible ... best practices, applying this expertise to enhance the KYC program + Prepares detailed, well-documented EDD risk ...develop and implement policies, procedures, and best practices for high- risk customer management + Supports the Group Manager… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- TD Bank (New York, NY)
- …and regional demands. + Leading the completion, maintenance and updating of operational risk program information and documentation to meet both internal (eg, ... specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level...guide and challenge the business' implementation of and ongoing compliance with, the TD Bank Operational Risk … more
- TD Bank (New York, NY)
- …for new business initiatives and interacting with internal partners such as Legal, Compliance , Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS and ... perspective. **Depth & Scope:** + Actively engages partners including Legal, Compliance , Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS… more
- Fannie Mae (New York, NY)
- …is responsible for (1) targeted program initiatives and (2) overall governance, risk , and compliance activities across the TCM business. This position has ... This VP is tasked with leading the overall efforts for first-line operational risk management, operational compliance , and business resiliency and continuity for… more
- TD Bank (New York, NY)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, Anti-Bribery,… more
- KeyBank (Amherst, NY)
- …As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program ") has the ... of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of...rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated,… more
- PNC (New York, NY)
- … management program and corresponding communication strategies. Reviews and challenges compliance with programs. + Ensures the risk management program ... + Oversees the timely and proper execution of the risk management program within and across the... expertise while working with the businesses and other risk partners (eg, Compliance , Technology Risk… more
- MTA (New York, NY)
- …Auditor (CISA) Global Information Assurance Certification (GIAC) Certified Third-Party Risk Professional (CTPRP) Certified Compliance & Ethics Professional ... Incident Handler (GCIH) GIAC Security Essentials (GSEC) ISC2 Certified Governance, Risk and Compliance (CGRC) Technical Skills: + Expert/Highly Proficient,… more
- Grant Thornton (New York, NY)
- …and/or assessments, tests of control design and operating effectiveness and other compliance program assessments, and helping clients design and implement ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...deliver client services efficiently and effectively + Support engagement Manager and/or Senior Manager /Director in project management… more