• Compliance Business Oversight…

    TD Bank (New York, NY)
    …compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... a mission to build a more resilient and scalable compliance risk management function. As part of...day-to-day operations and in the design of a future-focused compliance program . This not just about implementing… more
    TD Bank (09/30/25)
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  • Sr. Compliance Manager - Wealth…

    KeyBank (Amherst, NY)
    …As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program ") has the ... of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of...rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated,… more
    KeyBank (09/14/25)
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  • Compliance Governance & Operations…

    TD Bank (New York, NY)
    … with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert and ... a mission to build a more resilient and scalable compliance risk management function. As part of...day-to-day operations and in the design of a future-focused compliance program . This not just about implementing… more
    TD Bank (09/21/25)
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  • Risk Advisory Senior Associate,…

    Grant Thornton (New York, NY)
    …and/or assessments, tests of control design and operating effectiveness and other compliance program assessments, and helping clients design and implement ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...deliver client services efficiently and effectively + Support engagement Manager and/or Senior Manager /Director in project management… more
    Grant Thornton (08/08/25)
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  • Compliance Manager , Trade…

    TD Bank (New York, NY)
    …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... by developing and maintaining a comprehensive Trade Surveillance program , including identifying emerging risks, regulatory developments related to..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
    TD Bank (09/21/25)
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  • Senior Group Risk Specialist - Wealth…

    TD Bank (NY)
    … partners in both the US and Canada. + Partner with other ORM Senior Group Risk Specialists, SRL's and 2nd Line Program Leads. _Our team currently operates under ... can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within… more
    TD Bank (09/27/25)
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  • Senior CRA Compliance Business Oversight…

    TD Bank (New York, NY)
    …role. **Line of Business:** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance ... function on development and maintenance of all aspects of Compliance /Center of Excellence programs in line with the Bank's.../Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. **Depth & Scope:** +… more
    TD Bank (09/30/25)
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  • Analyst, Risk and Internal Control - S&P…

    S&P Global (New York, NY)
    …role reports to the Manager responsible for the operation of the Risk and Internal Control Program . **Responsibilities:** * Collect monthly and quarterly ... issues and compiling data for reports. * Some understanding of operational or compliance risk management processes. * Strong oral and written communication… more
    S&P Global (09/22/25)
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  • Compliance Manager - Privacy

    Citizens (New York, NY)
    …and/or risk requirements across the organization. Executing strategy for compliance , providing oversight of the Privacy Program , and providing guidance ... a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy risks… more
    Citizens (07/11/25)
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  • Security Compliance Manager

    Coinbase (Albany, NY)
    … Compliance Manager to drive second line of defense technology compliance initiatives and drive risk reduction through 'controls by design' and ongoing ... Essential to scaling is building and running a security compliance program that reflects how we protect...identify areas of weakness and control failures, and recommend risk reduction initiatives * * Compliance Advisory: *Develop… more
    Coinbase (10/01/25)
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