- Wells Fargo (Wilmington, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... this role:** Wells Fargo is seeking a District Senior Manager for our National Branch Network as part of...banking options + Experience in identifying and managing regulatory compliance and risk + Relevant military experience… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City National Bank (Charlotte, NC)
- …Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk )Thrives in a dynamic team-based environment, effectively ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...maintenance and execution of the Wealth Management continuous monitoring program in accordance with audit methodology and based on… more
- Deloitte (Raleigh, NC)
- … space. Responsibilities include: + Lead the overall delivery of Azure Cloud Cyber Risk projects in a project manager and or architect role, overseeing the ... Cyber has an opening for a Cloud Security Architect ( Manager /Specialist Master). The cloud security architect plays an integral...the client for Azure and Entra ID Cloud Cyber Risk services + Function as the primary client day… more
- Amgen (Holly Springs, NC)
- …tracking of mitigation actions, maintenance of strategic plans, and monitoring of overall program health, in compliance with policy, standards, and procedures. + ... Resiliency program **Subject Matter Expertise in the following disciplines:** Risk Management: + Identify, assess, and mitigate risks impacting ANC using Amgen's… more
- Huntington National Bank (Charlotte, NC)
- …dates. Basic Qualifications: + Bachelor's degree + Minimum of 7 years of experience in Audit, Compliance , Risk Management or Operational Risk . + In lieu of a ... people. Because people are what matter. As the Senior Manager of Data Protection & Privacy, you will play...implement data protection policies, procedures, and guidelines to ensure compliance with relevant laws and regulations. + Oversee the… more
- Wells Fargo (Winston Salem, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... will participate in the Branch Banking Licensed Banker licensing program as a Senior Branch Premier Banker LP (SAFE)....the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... be doing (ie. job duties):* * *SOX & SOC Program Leadership (Third Line of Defense):* As a key...Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors.… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... role:** Wells Fargo is seeking a Senior Lead Product Manager to lead the strategy and development of new...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Guardian Life (Raleigh, NC)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office… more
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