- Huntington National Bank (Charlotte, NC)
- …activity. + Review applicable regulatory rules and interpretations to maintain firm compliance and participate in the research and implementation of new and/or ... to external auditors during the annual audit. + Identify areas of risk and inefficiency with processes, escalates with recommendations for resolution and follows… more
- Banc of California (Durham, NC)
- …transactions within established guidelines. + Conducts regular staff meetings to ensure compliance with all Bank policies and procedures. + Resolves complex client ... issues and/or inquiries by exercising independent judgment while ensuring compliance with bank policies and procedures. + Achieve satisfactory audit ratings. +… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... time and within budget. + Ensures the collection of data on learning program effectiveness. + Collaborates with Instructional Design on the analysis and evaluation… more
- CVS Health (Raleigh, NC)
- …+ Applies clinical judgment to the incorporation of strategies designed to reduce risk factors and address complex clinical indicators which impact care planning and ... goals + Utilizes case management and quality management processes in compliance with regulatory and accreditation guidelines and company policies and procedures.… more
- Coinbase (Raleigh, NC)
- …Invests in building to "institutional grade", eg with reliability, scale and risk (whether reputational, market, credit, legal, compliance , tax, operational, or ... their corresponding links. Additionally, Coinbase participates in the [E-Verify program ](https://static-assets.coinbase.com/e-verify.pdf) in certain locations, as required by law. Coinbase… more
- Wells Fargo (Raleigh, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... coursework and mentorship, under the supervision of a hiring manager , program manager and a...tools to find information + Knowledge and understanding of compliance controls, risk management and loss prevention… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. \#earlycareers **Pay Range** Reflected ... manager and exercise independent judgment while developing knowledgeof compliance and risk management requirements for the...the business unit's risk appetite and all risk and compliance program requirements.… more
- Bank of America (Charlotte, NC)
- Broker-Dealer Customer Protection Program Lead Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Broker-Dealer-Customer-Protection- Program -Lead\_25025513-2) **Job Description:** **About Us** At Bank of America,… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... and provide guidance to others across budgeting, forecasting, infrastructure planning, compliance , and operational risk efforts **Required Qualifications:** + 7+… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... : You will be reporting to the Public Affairs Program Manager who also serves as the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more