- BMO Financial Group (New York, NY)
- …in the implementation, maintenance and administration of the Fixed Income compliance program . Coordinate and performs risk assessment, monitoring, testing and ... surveillance activities to ensure program remains current and aligned with BMO Compliance ...and report on compliance data , and related data to gain insights on regulatory risk .… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory, cybersecurity, payment products, SWIFT, and Correspondent Banking ... designed to deliver the future of payments, including innovative business services, data models, and best in class technology infrastructures that support over $5… more
- KeyBank (NY)
- …Compliance Management System, assisting the Analytics Director and Quant Analytics Manager with FARB analytics program development, enhancement, and execution. ... a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM function,… more
- PNC (New York, NY)
- …setting and help guide PNC's Internal Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics and Automation * We ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... operations and in the design of a future-focused compliance program . This not just about implementing a new ...strong analytical skills with the ability to interpret complex data sets and extract actionable insight and strong organizational… more
- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* *Compensation*Starting base ... be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules, and… more
- ManpowerGroup (New York, NY)
- Our client, a leading Financial Services Company, is seeking a Third Party Risk Manager Professional to join their team. As a Third Party Risk Manager , ... part of the Vendor Management Office supporting the TP Risk Intelligence Monitoring program . The ideal candidate... frameworks and compliance standards. + Ability to analyze data and communicate findings effectively. + Willingness to work… more
- MUFG (New York, NY)
- …skills, problem-solving skills, critical thinking, the ability to gather and interpret data , and a deep understanding of business requirements to accurately assess ... adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue… more
- TD Bank (New York, NY)
- …and risk -based financial analysis. . Drive initiatives for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation ... robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology… more
- Manulife (New York, NY)
- …stakeholders (Investor Relations & Client Service Teams, Finance, Compliance, Legal and Risk ) on required AML/TF compliance program requirements and other ... investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and...+ Provide quarterly, annual & any ad hoc AML program reporting on KPI's/KRI's, trends, high risk … more