- TD Bank (New York, NY)
- …relationship with Business Partners, Segment Finance, Enterprise Strategy & Decision Support, Project delivery teams and other stakeholders. + Manage ad hoc requests ... in timely issue resolution and escalate matters to Managers or the Senior Manager when appropriate. + Have a good understanding of accounting principles and… more
- TD Bank (New York, NY)
- …surveillance output and analyst dispositions of alerts, and suggested enhancements to the program . Through due diligence, and with a strong sense of integrity, we ... help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- NBT Bank (NY)
- …provided by internal training within a reasonable time as determined by the Manager . Tasks Performed: + 45% Proactively ensure plans are administered in compliance ... management, document pertinent client communication and provide internal and external project management support. + 20% Effectively communicate with all operational… more
- TD Bank (New York, NY)
- …+ Establishes effective relationships across multiple business and technology partners, program , and project managers + Participates in knowledge transfer ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- TD Bank (New York, NY)
- …risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and subpoenas, ... financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams… more
- TD Bank (New York, NY)
- …This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with ... judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work streams involving different… more
- American Express (New York, NY)
- …Technology, Travel & Lifestyle Services, Resy and Global Dining, Consumer Banking , New Product Development, Control Management, Global Services Group, GCO, ... Compliance, and more. This role reports directly to the Sr. Manager , US Consumer Proprietary Customer Experiences. **Key Responsibilities:** + Support the design and… more
- TD Bank (New York, NY)
- …workflows and regulatory compliance. + Prepare and deliver reporting on documentation metrics, project status, and issue tracking. + Act as a trusted point of ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- American Express (New York, NY)
- …charge, lending, co-brand, and corporate cards. It also markets small business banking and B2B solutions. The Business Operations Team is responsible for helping ... external regulatory requirements. This Senior Analyst position reports to the Senior Manager of GCSM Business Operations and will be responsible for working across… more
- TD Bank (New York, NY)
- …financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more