- City National Bank (Charlotte, NC)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position is responsible for development and recommendations of risk metrics designed to effectively manage ... to Internal Audit and Regulators as necessary to help support Commercial Banking activities. * Responsible for the support in development and implementation of… more
- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the audit in one of the ... and business continuity planning. Compliance audits assessing the bank's compliance program to ensure processes are adequately designed and functioning effectively… more
- Truist (Charlotte, NC)
- …Provide a strong effective challenge and oversight to the enterprise data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. ... and Executives. 3. Oversee the 1LOD or Enterprise Testing Control Utility Program /Plan, including the methodology, and drive socialization and input into the testing… more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- Truist (Charlotte, NC)
- …inside of portfolio discipline. As a subject matter expert on the Operations and Program Management team, this role provides leadership for all key areas of the ... specialist roles and/or as a liaison to a support area. Complex Program Management: Key leader on high‐visibility, company‐wide strategic initiatives focused on… more
- TD Bank (Charlotte, NC)
- …+ Experienced working professional role providing services, advisory or processes/ program support + Requires experienced, conceptual, and practical knowledge within ... Familiarity with current AML typologies and emerging financial crime trends in the banking sector + Experience working in federal law enforcement or financial crime… more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... function. This is not just about implementing a new program - it's about creating a culture of compliance...matters. + Independently researches, reviews, and maintains expertise on banking regulations and laws, banking policies and… more
- TD Bank (Charlotte, NC)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- TD Bank (Charlotte, NC)
- …and OFAC requirements + Experience leading or supporting investigative projects; strong project management skills a plus. + Experience leveraging data analytics to ... businesses + Identifies industry and typologies risk and trends for respective program areas and shares knowledge with appropriate stakeholders + Maintains and… more
- TD Bank (Charlotte, NC)
- …serve as a key resource leading ORM's stress testing and scenario analysis program . This role requires ability to execute advanced quantitative modeling along with ... **Regulatory Execution: Lead the end-to-end delivery of the ORM Stress Testing Program , ensuring all regulatory requirements for operational risk losses and capital… more