• Head of Business Assurance, US Technology (US)

    TD Bank (New York, NY)
    …US CIO for Road to Strong (RTS)/Eagle activities ensuring alignment with new risk and control programs identified + Develops and maintains standards and procedures ... legal, regulatory and compliance requirements + Implements and executes controls to mitigate risk generated across all US CIO processes + Partners with 1B, 2LOD and… more
    TD Bank (10/31/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to ... coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal… more
    SMBC (10/29/25)
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  • Compliance Officer Senior

    City National Bank (New York, NY)
    …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* *Compensation*Starting base ... is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with… more
    City National Bank (10/16/25)
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  • Assistant Director Project Controls

    MTA (New York, NY)
    …Director/Business Unit & project leadership in providing pro-active cost, schedule , and risk management support to the Program Director and Technical Services ... concerning optimizing projects and defining appropriate plan , cost , and risk Project Baselines. Independent oversight of project delivery performance relative to… more
    MTA (10/14/25)
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  • Senior Compliance Analyst - Park Avenue Securities

    Guardian Life (Albany, NY)
    …Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
    Guardian Life (09/10/25)
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  • Mutual Funds Accounting ETF Process and Audit…

    US Bank (New York, NY)
    …assigned projects and audits to best meet project objectives of mitigating risk and increasing efficiency with ETF related processes. Opportunity to directly ... to efficiency, productivity, and process improvements to drive exceptional service and risk mitigation. Provide proactive strategy and advice to management. Be the… more
    US Bank (10/21/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …Control Room Head and the GCR Portfolio Management Head with implementing a program focused on the initiatives below: + **Global Control Room Portfolio Management** ... identify themes and emerging risks, process and escalation enhancements. + ** Program Enhancements** : Identify and recommend opportunities to enhance productivity,… more
    TD Bank (09/20/25)
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  • Director - Regulatory Management & Remediation

    TD Bank (New York, NY)
    …approach and execution. The team partners closely with senior leaders across departments Risk , Legal, HR, Compliance, Audit and will work in close alignment with our ... ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will… more
    TD Bank (10/22/25)
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  • Psychiatric Social Worker- The Family Room

    Ellis Medicine (Schenectady, NY)
    The Family Room program is a groundbreaking mental health crisis diversion program , the first of its kind in the New York State. Located within the Ellis Mental ... time of need. The purpose of the Family Room program is to provide guests with free and person-centered...providers, a warm hand-off to the Family Room Care Manager or Peer, or in the rare instances, a… more
    Ellis Medicine (10/15/25)
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  • Senior Delivery Lead - Technology - NFRR

    Bank of America (New York, NY)
    …responsible for planning and coordinating the execution of large program deliverables which requires engagement across multiple organizations. Key responsibilities ... communicating target outcomes, coordinating delivery, resource planning, providing visibility of program health, and managing program risks, compliance and… more
    Bank of America (10/22/25)
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