- Lincoln Financial (Greensboro, NC)
- …filings to ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of 1940 as well as the Securities ... integrity of financial systems and accuracy of data. . Research accounting guidance for newly developed products and company...+ Free financial counseling, health coaching and employee assistance program + Tuition assistance program + Work… more
- ASM Research, An Accenture Federal Services Company (Raleigh, NC)
- …active listening, request/issue identification, correct call hold, professionalism, compliance requirements, request/issue resolution, and appropriate closing. + ... and providing feedback to the communication owners. + Utilizes quality monitoring program to compile and track performance at individual, functional, and program… more
- First Horizon Bank (Asheboro, NC)
- …Longwood, FL **Summary** The position is responsible for performing confidential research and investigations of money laundering and other financial crimes. ... experience or equivalent combination of education and experience 2. Compliance and Risk Management Experience - 0 -2 years...Maternity and parental leave * Tuition reimbursement * Mentor program * 401(k) with 6% match * More --… more
- TD Bank (Charlotte, NC)
- …letters, marketing material, welcome packages) + Ensures all products are in compliance and meet all regulatory requirements + Is knowledgeable of and complies ... technology) + Proficient knowledge of and ability to conduct product research , product analysis and development, forecasting, pricing, competitive intelligence +… more
- ASM Research, An Accenture Federal Services Company (Raleigh, NC)
- …and systems are protected. + Involved in the establishment of strict program control processes to ensure mitigation of risks and supports obtaining certification ... & Infrastructure Security + Cloud Application Security + Operations + Legal & Compliance Minimum Qualifications: + Five (5) years of relevant C&A experience; Risk… more
- TD Bank (Charlotte, NC)
- …required documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees ... + Conducts meaningful research , analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions,… more
- TD Bank (Charlotte, NC)
- …and any other required documentation to effectively report on the status of the FCRM program + Represents FCRM as a specialist on internal or external committees ... delivers training programs for applicable employees across the Bank + Conducts meaningful research , analysis, and assessment of FCRM program activities at the… more
- TD Bank (Charlotte, NC)
- …required documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees ... + Conducts meaningful research , analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions,… more
- TD Bank (Charlotte, NC)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Black & Veatch (Winston Salem, NC)
- …quality program relative to assigned tasks * Responsible for ensuring compliance with Black and Veatch quality program while performing internal Quality ... have the opportunity to: + Function as a technical specialist or in a lead substation design role encompassing...Bachelor's Degree in engineering from either a recognized accredited program in their home country or the country in… more