- SMBC (New York, NY)
- …or related professional certification is preferred. + Demonstrates understanding of internal audit techniques, regulatory requirements, internal controls, ... its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal ...communicate with the Auditor In Charge (AIC) and Team Lead throughout audit execution including escalating roadblocks,… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit ... significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk...Help develop and execute the QAIP team's strategy and lead QAIP annual planning process + Manage and maintain… more
- TD Bank (New York, NY)
- …including MS Office + Ability to lead , plan, implement and evaluate program/ project activities to ensure completion of audit + Ability to communicate ... scope parameters to ensure deadlines are met + Evaluates internal and external risks for assigned business lines and/or...policies/processes/procedures/changes across multiple functional areas + Acts as the audit lead or audit advisor… more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring ... Quarterly summary and serve as lead reviewer for all reviews + Collaborate with teams...for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to… more
- SMBC (New York, NY)
- …manager with a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, ... Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will...planning, testing, issue identification, workpaper review and reporting. + Lead audit teams to execute high quality… more
- M&T Bank (Buffalo, NY)
- … audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize ... decisions, exhibiting initiative and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or more of the… more
- Capital One (New York, NY)
- …management, or trust. + 1+ years of experience with data analytics tools in support of internal audit _At this time, Capital One will not sponsor a new applicant ... to management (written reports/oral presentations); and + Manage direct reports and project resources during audit engagements, providing feedback on work… more
- Bank of America (New York, NY)
- …fast-paced environment. **Required Qualifications:** + Bachelor's Degree + Minimum 5-7 years of internal audit or front office business control or compliance or ... to work with the assigned area independently and may lead small audits. **Responsibilities:** + Executes audit ...(CIA) or relevant qualifications **Skills:** + Analytical Thinking + Audit Planning + Internal Audit … more
- M&T Bank (Buffalo, NY)
- …multiple tasks concurrently in an efficient and effective manner with minimal oversight. + Lead audit teams in incorporating the use of data analytics to drive ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- SMBC (New York, NY)
- …to completion including planning, testing, issue identification, workpaper review and reporting. * Lead audit teams to execute high quality reviews within a ... This person should also need to be able to lead or execute other capital market related audit...Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment,… more