- American Express (New York, NY)
- …of experience in M&T, risk management, audit or other relevant role in the financial services, banking , or card products industries. + Bachelor of Art/Science or ... governing American Express businesses. + Proficiency in Fair Lending, Financial Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance… more
- TD Bank (New York, NY)
- …Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses globally in adherence to ... of the key accountabilities of the role, the Senior Manager will: + Develop and implement a TDS US...multiple priorities and tasks at the same time + Project management expertise will be considered an asset +… more
- Citigroup (Getzville, NY)
- …management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will prepare written ... (eg, newsletters), presentations and talking points related to a wide-range of financial and regulatory topics. You will be developing content that requires a… more
- TD Bank (New York, NY)
- …or regulator. + JD desirable but not required + Knowledge of global financial institutions' operational, financial , sales and trading, and regulatory reporting ... to applicable rules and regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal, organizational, leadership and… more
- TD Bank (New York, NY)
- …accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep ... expertise in financial markets, data governance, trade surveillance systems, and regulatory...trade manipulation typologies + Experience leading a large remediation project related to trade and communications surveillance data, preferably… more
- TD Bank (New York, NY)
- …compliance program through compliance activities across various lines of business, banking offices, and operating departments. Ensures that own work, as well ... to communicate effectively with senior level management + Proven experience in project coordination and ability to work independently + Ability to use personal… more
- HSBC (New York, NY)
- …product governance framework is adhered to within the Corporate and Institutional Banking (CIB) business. The Markets and Securities Services (MSS), Non- Financial ... function is to protect HSBC, its people, clients and financial markets by helping to safeguard the delivery of...risk managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to… more
- NBT Bank (Norwich, NY)
- …growth. + Employee Assistance Program (EAP) : Access to support and resources. + Financial and Banking Services : Various benefits and financial planning ... escalated customer issues and questions. Works directly with department manager to administer short- and long-term goals for the...Program (EAP) : Access to support and resources. + Financial and Banking Services : Various benefits… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required + Knowledge of operations, ... finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and… more
- Wells Fargo (New York, NY)
- …Director is a Managing Director level role within the Corporate & Investment Banking organization (CIB). The successful candidate will lead a team in developing and ... and partner with Business Stakeholders, other Quant Teams, Technology and Project Management + Deliver high-quality software and documentation following our… more