• Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with ... to communicate effectively with senior level management + Proven experience in project coordination and ability to work independently + Ability to use personal… more
    TD Bank (08/02/25)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to ... judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work streams involving different… more
    TD Bank (07/26/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of ... and the ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage multiple work streams involving different… more
    TD Bank (07/26/25)
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  • Sr. Compliance Officer - Monitoring & Compliance…

    TD Bank (New York, NY)
    …not required + Knowledge of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to ... financial institution's products and regulatory requirements and obligations. + Demonstrative project management skills and ability to manage multiple work streams… more
    TD Bank (06/21/25)
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  • Vice President - US Markets Investment Banking…

    TD Bank (New York, NY)
    …+ Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital Markets ... decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong… more
    TD Bank (06/18/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The ... abuse and trade manipulation typologies + Experience leading a large remediation project related to trade and communications surveillance data, preferably at SIFI. +… more
    TD Bank (06/07/25)
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