- TD Bank (New York, NY)
- …transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. The organization leverages ... workstreams include: Trade Surveillance, Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct… more
- City of New York (New York, NY)
- …the Director of the Environmental Hazards Unit, you will perform as a Field Tech/Construction Project Manager L-2. You will be responsible for but not limited to ... Skills: - Preference will be given to candidates that have taken and passed Construction Project Manager exam #0169. - Candidates will be trained as an EPA Lead… more
- TD Bank (New York, NY)
- …working groups and/or internal and external committees as an expert within a major risk category (eg Operational , Credit, Reputational and/or Market Risk ... well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who are… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...Operations Compliance team** plays a critical role in optimizing operational efficiency within the group. This position focuses on… more
- MUFG (New York, NY)
- …+ 6-8 years of experience in information technology, information security, and/or operational risk management, (includes operations, operational risk ... adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue… more
- Citigroup (Getzville, NY)
- …financial services industry + Continuity of Business, Mandatory Absence, Risk , Operational Risk , Controls, Project Management + Exceptionally strong ... including resource management. The Resource and Business Management team within the Risk CAO has strategic and operational responsibilities to support Citi… more
- PNC (New York, NY)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a ... attempting to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or … more
- Neuberger Berman (New York, NY)
- …strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...with Technology Audit to conduct integrated audits for bother operational and technical controls + Prepare and present audit… more
- BlackRock (New York, NY)
- …operations tools on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, ... all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and its...personnel. **Your responsibilities:** + Collaborate closely with the Client's project team (eg program managers, risk managers,… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated… more