- SMBC (New York, NY)
- …overall Compliance program and is responsible for overseeing the management of compliance risk . Advisory is represented by the Chief Compliance Officer as either a ... member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The individual will work as a… more
- MUFG (New York, NY)
- …stakeholders or making sound decisions using data, analysis, past experience, and a risk mindset, you will serve as a trusted advisor who routinely solves complex ... your network, and build your career. This Technology Business Manager role will be responsible for overseeing all business-related...that can be tracked and reported. + Work with Project Management Office to align business unit strategy with… more
- University of Rochester (Rochester, NY)
- …the officer will work closely with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of ... related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing… more
- BlackRock (New York, NY)
- …that BlackRock's businesses are well managed and meeting strategic, operational and risk management objectives. The team engages with senior leaders and all of ... methods to enable and optimize a data-driven approach to assessing BlackRock's control environment. The DA team is responsible for building and maintaining an… more
- Citigroup (Queens, NY)
- …Fixed Income Portfolios. + Participates in analyzing the liquidity and interest rate risk , liability hedging and duration matching and determines the credit risk ... fee payments to external managers and works on a project to determine ways to create stable alpha above...USPI Operations teams. + Monitor and review specific investment manager guidelines. + Prepare ad-hoc reports, special projects, and… more
- M&T Bank (Buffalo, NY)
- …Preferred:** Depth of knowledge in at least two technology team roles ( project manager , user experience, business analyst, developer, testing, deployment) Prior ... reading and classroom training. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's… more
- Jensen Hughes Inc. (New York, NY)
- …since 1939. Today, our expertise extends broadly across closely related security and risk -based fields - from accessibility consulting and risk analysis to ... institutional and industrial projects for clients worldwide. **Responsibilities** + Project Management - planning and directing engineering, budgeting and scheduling… more
- Synchrony (New York, NY)
- …reviews, exams + Process management experience with a good understanding of process risk and control framework + Experience with account level database such ... of an L3 process owner satisfying process governance requirements mitigating risk and implementing effective controls. While this role shares a passion… more
- Bank of America (New York, NY)
- …key activities. This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or ... Enterprise Control Function (ECF). Key responsibilities include to transform an...operations support function + Supports functions carrying a substantial risk of exposure and potential loss with significant impact… more
- KeyBank (NY)
- …** Risk & Controls** + Support ongoing evaluation of KeyBank's CRA risk and control self-assessment (RCSA) through maintenance of existing controls, ... operations for the CRA Strategy team as detailed in established quality control and reporting procedures for KeyBank's CRA program. Responsibilities of the Senior… more