- TD Bank (New York, NY)
- …have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team ... of fixed income sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact.… more
- TD Bank (New York, NY)
- …with Bank Regulations such as Title 12. + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Specifically, ... a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ability ... the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …organizational, leadership and communication (oral and written) skills. + Client service skills - ability to demonstrate sound judgment and closely partner ... financial institution's products and regulatory requirements and obligations. + Demonstrative project management skills and ability to manage multiple work streams… more
- TD Bank (New York, NY)
- …organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ability ... ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to manage and direct...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (Brooklyn, NY)
- …to significant business growth and client success. As a Technical Project Manager III in Corporate Investment Bank - Securities Services , your ... cross-functional teams and manage stakeholder relationships, ensuring alignment on project objectives and governance. By optimizing resources and managing risks,… more
- City National Bank (New York, NY)
- …management of major programs across the bank. Within the EPMO, the Senior Project Manager position is responsible for the implementation and successful delivery ... and RBC US Wealth Management business units. *The Responsibilities* * Lead project teams across multiple functions and/or divisions within CNB that are each… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring ... managed, and mitigated risks in day-to-day activities, operations, products and services , and are operating within risk appetite in compliance with regulatory… more
- SMBC (White Plains, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more