- Wells Fargo (Charlotte, NC)
- …in this role. **Required Qualifications:** + 5+ years of risk management , business controls, quality assurance , business operations, compliance, or ... activity. **About this role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo | Jobs and Careers at Wells Fargo… more
- Highmark Health (Raleigh, NC)
- …order to keep information complete, accurate, and current.Prepare and assist with the delivery of risk assurance reports to management . + Ensure risk ... Compliance, and other teams across the Enterprise to align risk management objectives, practices and procedures. +...staff, project teams, and third parties to execute cross-functional risk assurance projects. Lead the communication of… more
- Bank of America (Charlotte, NC)
- …capabilities are in place to drive the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific ... standards. Job expectations include providing oversight and establishing effective quality assurance and control processes. **Job Profile Summary**… more
- Wells Fargo (Charlotte, NC)
- …rules, integration of production data, data validation, unit testing, delivery and quality assurance (QA), and testing of production strategy rules ... delivery of consumer lending credit strategies to production, including quality assurance activities + Design & manage...spoke framework + Collaborate with LOBs for oversight of risk management + Interact with Audit, Legal,… more
- City National Bank (Charlotte, NC)
- …tasked with: Maintaining enterprise processes and procedures to support change risk management . Performing quality assurance on risk assessments, ... Policy and Procedure requirements. Providing guidance to Change Owners on change risk management and mitigation. Developing change risk management … more
- Regions Bank (Charlotte, NC)
- …+ Bachelor's degree and three (3) years of experience in Compliance, Operational Risk , Quality Assurance /Control, Audit, or other related risk ... Testing Analyst is a second line of defense risk management function that ensures the development...and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance /Control, Audit, or… more
- Regions Bank (Charlotte, NC)
- …+ Bachelor's degree and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance /Control, Audit, or other related risk ... Testing Analyst is a second line of defense risk management function that ensures the development...and eleven (11) years of experience in Compliance, Operational Risk , Quality Assurance /Control, Audit, or… more
- Grant Thornton (Charlotte, NC)
- …Internal Audit, SOX compliance, System & Organization Control (SOC) reporting, or other risk management , compliance, and assurance activities + Strong ... limited to co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program assessments, tests of control design and… more
- Regions Bank (Charlotte, NC)
- …and targeted assessments), findings management , control management and documentation, risk metrics, data quality , and other elements of the risk ... as a first, second, or third line of defense risk management expert that advises on business...Bachelor's degree and ten (10) years experience in compliance, quality assurance /control, audit or other related compliance… more
- TD Bank (Charlotte, NC)
- …assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance ... mission to build a more resilient and scalable compliance risk management function. As part of our...positive work environment that promotes service to the business, quality , innovation and teamwork and ensures timely communication of… more