- Neuberger Berman (New York, NY)
- …reconciliation and calculation of portfolio compliance tests such as portfolio quality and concentration ratios + Oversight of the Fund Administrator responsible ... hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit ...Assist audit and tax professionals in year-end audit and tax reporting + Prepare detailed cash projections… more
- American Express (New York, NY)
- …in the evaluation of CRA tooling and system enhancements. + Support regulatory, audit , and testing reviews related to the CRA process. **Minimum Qualifications:** + ... or a related field. + 5-7 years of experience in Compliance, Risk, Audit , or related field in financial services. + Foundational understanding of risk assessment… more
- Cardinal Health (Albany, NY)
- …business partners. + Establish processes and mechanisms to review and monitor quality of outsourced staff work product; effectively partner with outsourced staff to ... transactions, including but not limited to Accounting, Finance, Internal Audit , Legal, Sales/Account Management, Revenue Management, Contracting, Standards &… more
- TD Bank (New York, NY)
- …is prepared to identify and take on new challenges, can deliver a high level of quality , and can work well with the broader team, within Risk and outside of Risk, ... risk program information and documentation to meet both internal (eg, Internal Audit ) and regulatory requirements. + Lead the effective challenge of a broad… more
- Motion Recruitment Partners (New York, NY)
- …desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit , or data/metrics backgrounds * Knowledge of the US regulatory environment ... analysis & reporting * Strong eye for detail, internal audit background is helpful * Good with numbers, able...to the ATS. * Assist in the production of high- quality governance documentation that meets applicable standards for its… more
- Compass Group, North America (New York, NY)
- …and operations team to ensure financial goals are achievable. Improve the quality of financial review through benchmarking and sensitivity analysis. + Negotiate ... throughout the region and work closely with the Internal Audit Department to ensure: + ICR targets are delivered...Department to ensure: + ICR targets are delivered + Audit report recommendations are implemented promptly + Loss prevention… more
- Sodexo (Potsdam, NY)
- …safety practices; lead all required annual training for hourly staff and maintain audit documentation (GC audit books). + Partner with vendors and oversee ... for everyone and build a better life for all. We believe in improving the quality of life for those we serve and contributing to the economic, social, and… more
- City National Bank (New York, NY)
- …of compliance objectives while balancing budget, scope, and quality standards. Responsibilities also include proactive stakeholder engagement, negotiation ... of scope changes, and effective communication with risk, audit , legal, and technology partners. *WHAT WILL YOU DO?* * Independently manage multiple large-scale IT… more
- WellLife Network (Lake Success, NY)
- …housing, and employment support, all grounded in a commitment to compassionate, high- quality care. Central to our mission is an unwavering dedication to diversity, ... Consolidated Fiscal Report (CFR) filings (June and December). Compliance & Audit + Ensure compliance with GAAP, federal/state regulations, and nonprofit-specific… more
- City National Bank (New York, NY)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, and ... experience in risk management, operational risk management, compliance, or audit * Minimum 5 years of control assessment and...present work and a proven record of delivering high quality results within strict deadlines. * Ability to multitask… more