- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Guardian Life (Albany, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance ...ability to multi-task but prioritize allows you to deliver high- quality results in a timely fashion. **You will** +… more
- Coinbase (Albany, NY)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. Compliance L&D provides end to end learning services, and management for ... all first line of defence compliance processes, including Transaction Monitoring, Enhanced Due Diligence, Screening and Complaints. The team is responsible for the… more
- University of Rochester (Rochester, NY)
- …Act (AWA) regulations and Public Health Service (PHS) policy. + Conducts monthly quality assurance audits in the research laboratories and animal resource to ensure ... compliance with SOPs. **Conduct post-approval compliance monitoring**...of trends in noncompliance. + Conducts weekly laboratory visits, quality assurance, and protocol audits. Inspects the laboratory and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team.… more
- Ankura (NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and… more
- Coinbase (Albany, NY)
- …for the delivery and execution of customer support, monitoring service quality , and implementing process improvements to ensure seamless operations. This role ... diverse team across multiple locations, with a focus on achieving production & quality KRAs. You will collaborate with other global leaders, internal stakeholders to… more
- YAI (Manhattan, NY)
- …feedback from colleagues, team members, and group members + Are committed to the compliance and quality assurance activities affiliated with the YAI + Network ... meetings and support individual members with their personal goals + Maintain quality assurance documents including detailed case notes for each clinical interaction… more
- GMHC (New York, NY)
- …tracking systems, including TREAT. + Participate in internal program reviews, data quality checks, and ensure compliance with funder reporting standards. + ... of client feedback through surveys to support program evaluation and quality improvement. + Maintain accurate enrollment and documentation records across a… more