- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ensure … more
- NBC Universal (New York, NY)
- …to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk & Compliance will be ... + Support the design and maintenance of a risk, compliance , and control framework which includes the...the GFO team and offshore partner to maintain a quality mindset, ensuring that goals, objectives, and SLA's reflect… more
- TD Bank (New York, NY)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits… more
- TD Bank (New York, NY)
- … Compliance Quality Assurance, and others** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... + **Develop and deliver specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager… more
- TD Bank (New York, NY)
- …Strategy & Support **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and scalable compliance ... function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and objective… more
- UMB Bank (Albany, NY)
- The **Branch Quality Control Analyst** is responsible for performing independent, quality control reviews of retail branch locations to identify ... the retail branch. This associate works closely with the Compliance and Oversight Program Manager and reports...+ Issuing a summary memorandum of each retail branch quality control review performed, including an overall… more
- JPMorgan Chase (Brooklyn, NY)
- …engagements. + Build and maintain collaborative relationships with NAMR & LATAM Compliance , Control Management, and Business stakeholders. + Provide written and ... experience in the financial services industry with a background in controls, audit, quality assurance, operational risk management, or compliance . + Ability to… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager will serve as a key member of the ... (COE), Auto Servicing and Originations, and Unsecured Personal Lending. The Compliance Business Oversight Manager provides advice, support and objective… more
- KeyBank (Amherst, NY)
- … manager than listed on the requisition.** **ABOUT THE JOB (JOB BRIEF)** The Mortgage Quality Control Analyst II reports to the QC Team Lead and is a position ... to review and analyze residential loan applications for pre-funding quality control . The Mortgage QC Analyst is...conventional, portfolio conventional, FHA/VA MI etc.) to assess loan quality , prevent loan defects and ensure compliance … more