- TD Bank (Ridgewood, NY)
- …intake + Must maintain an active registration status with NMLS (Nationwide Mortgage Licensing System and Registry) **Education & Experience:** + HS Diploma or ... one Customer at a time **Shareholder Accountabilities:** + Ensures compliance when completing operational activities in accordance with company guidelines… more
- City of New York (New York, NY)
- …missing or updated application documents in order to maintain application package integrity, quality control and compliance . - Submitting completed and ... inspection report and HomeFirst loan amount, in addition to assessing the primary mortgage underwriting to ensure compliance with HomeFirst Term Sheet and… more
- Citigroup (New York, NY)
- …(CID) in Enterprise Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. ... our global client base. They provide operational support and control functions across the trade lifecycle. The team is...Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting + Ensure clarity and urgency… more
- Citigroup (New York, NY)
- …and lending across products including corporate, asset-backed and mortgage -backed securities, collateralized loan obligations and derivative instruments. SP ... working in partnership with other stakeholders across Risk, Finance, Legal, Compliance , Regulatory and other verticals. The primary responsibilities will include… more
- Insight Global (New York, NY)
- …liaise with entities both internally (Front Office, Middle Office, Back Office, Compliance , IT, Product Control , Risk Management, Project Management) and ... by both Paris and New York teams. This individual will be responsible for control and support functions of the operations initiated by the Treasury and Repo Front… more
- PNC (New York, NY)
- … Control , Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Business Acumen, Coaching Others, Decision Making and Critical ... available in all geographic locations. **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of design and… more
- PNC (New York, NY)
- …and related recommendations for improvement, (ii) are consistent with established credit quality control standards and with PNCBC policies and procedures. ... of independent judgment and discretion to determine the credit quality of the collateral that is pledged to secure...Borrower. Ensures that the initial Borrowing Base is in compliance with credit policy and PNCBC guidelines. Validates /… more
- Citigroup (New York, NY)
- …(CID) in Enterprise Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support ... in understanding and challenging CRA-contributing lines of business risk and control processes supporting CRA Activities (Lending, Investments, and Service). This… more
- M&T Bank (Buffalo, NY)
- …audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external...and is responsible for the timely delivery of high quality , value-added audit reports for a variety of business… more
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